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Enforcement Counsel Jobs in Florham Park

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  • Criminal Law - Defense Attorney / Criminal Law - Prosecution Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 24, 2024

    SUMMARY: Keywords: Manager, Enforcement Counsel, New York, NYSE Regulation, regulatory, investigations, trading, markets, financial regulators, cross-market enforcement, educational efforts, market structure, financial markets, federal securities laws, bar admission, work from home, base salary, Intercontine...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Job Opportunity with FINRA Responsibilities: - Manage a team of 5-8 Enforcement attorneys, overseeing all stages of Enforcement cases from inception to completion. - Ensure that all outcomes in Enforcement matters are supported by thorough and accurate factual findings...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: In today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize this job listing and make it SEO friendly, ...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement The Director of Enforcement is responsible for managing a team of 5-8 attorneys and overseeing the resolution of Enforcement cases from start to finish. This includes ensuring that all factual findings are well-supported and that legal frameworks are applied accurately. The ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: FINRA is Hiring a Director of Enforcement H2: Manage a Team of Attorneys and Ensure High-Quality Enforcement Outcomes Organization: FINRA Location: New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX Time Type: Full time Salary Range: $127,300 - $296,100 (depending on location an...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Director, Enforcement - Up to $296,100 per year, based on location and experience FINRA is seeking a highly skilled and experienced Director of Enforcement to lead a team of ...

  • Criminal Law - Defense Attorney / Criminal Law - Prosecution Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Introducing Manager, Enforcement Counsel: Join the NYSE Regulation team in New York with a hybrid work schedule and a competitive salary range of $200,000 - $240,000 USD! H1: Manager, Enforcement Counsel - Join the NYSE Regulation Team in New York! H2: Investigate and Prosecute Market Misconduct...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Summary: Organization: FINRA Job Title: Enforcement Counsel Experience: Minimum 4 years of relevant legal experience in a regulatory or legal environment Education: Law degree and admission to the bar Salary Range: - California: Minimum $106,400, Maximum $200,200 - Washington, DC/Maryland: ...

  • Litigation - Financial Services - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Financial Services & Securities Enforcement Associate (Lateral) - New York, NY McGuireWoods, a leading law firm with a rich history of representing financial institutions, is seeking a midlevel Associate to join our Financial Services & Securities Enforcement Department in our New York office. Th...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: SEO friendly job title: Director, Enforcement - Manage and Lead a Team of Attorneys for FINRA Organization H1: Join FINRA as a Director of Enforcement - Lead and Manage a Team of Attorneys H2: Become a Director of Enforcement at FINRA - Oversee a Team of Attorneys and Drive Enforcement Outcome...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. We protect investors by making sure the United States securities industry operates fairly and honestly. We oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 regis...

  • Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...

  • Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in Wayne, NJ

    Wayne, NJ

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: H1: Associate General Counsel, Regulatory & Quality (NJ/NY/ Washington DC/ Remote US) H2: Job Overview Bold Headlines: - Passionate and diverse team at Getinge - Making a true difference in saving lives - Seeking an inspiring career? Look no further. - Associate General Counsel, Regulato...

  • Litigation - Regulatory Enforcement (SEC, Telecom, Energy, etc.) Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: Associate General Counsel, Regulatory & Quality (NJ/NY/ Washington DC/ Remote US) - Join a Passionate Team at Maquet Cardiovascular LLC H1: Passionate Team at Maquet Cardiovascular LLC Seeking Associate General Counsel H2: Legal Guidance for FDA Regulations and Quality Matters Maquet Cardio...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Search...