Compliance Investigation Counsel Jobs in Boca Raton
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Lead Principal, Enforcement Central Intake Group Apply Logo locations Rockville, MD (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago, IL (Job Posting) Boston, MA (Job Posting) Boca Raton,...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
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Litigation - Civil Rights Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Dec 04, 2024
SUMMARY: Institutional Response Group Attorney The candidate must have experience conducting investigations under Title IX, Title VI, Title VII, or civil rights or criminal laws addressing sexual and gender-based harassment and violence, protected class discrimination or harassment, child or elder abuse; as...
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Employment Law - General Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: As long as the position appears on our careers site, you can consider it open. Principal Legal Counsel, Employment: A High-Level Role in Global Employment Law Introduction Are you a seasoned employment law professional looking for a challenging and rewarding role? Do you have experience in ...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: Senior Analyst, Public Offerings - Remote (Full Time) The Senior Analyst in Corporate Financing Public Offerings at FINRA is responsible for analyzing complex and high-profile public offering transactions. This is an intermediate-level professional role that requires a Bachelor's degree and at le...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SEO friendly job title: Senior Director, Investigations - All FINRA Locations H1 Heading: Senior Director, Investigations - All FINRA Locations H2 Headings: - Develop and Implement Strategic Plans - Collaborate with Internal and External Parties - Manage Investigation Directors - Recruit, ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Job Title: Senior Analyst, Public Offerings Organization: FINRA (Financial Industry Regulatory Authority) Experience Level: Intermediate Salary Range: $68,500 - $146,900 (varies by location and individual qualifications) H1: Join FINRA as a Senior Analyst, Public Offerings and Help Regulate th...
Attorney in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...
Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Tax Law Specialist (Direct Hire) 12-Month Register (AMENDED) Department of the Treasury Internal Revenue Service Summary #LI-POST Positions under this announcement are being filled using a Direct Hire Authority (DHA). For information on the Recruitment Incentive please reference the Additio...