Compliance Counsel Jobs in Jericho
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: H1: Senior Director, Investigations - All FINRA Locations H2: Lead and implement strategic direction of Cause Investigations program Organization: FINRA Job Title: Senior Director, Investigations Experience: Significant securities, compliance or financial regulatory experience Salary: Depende...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Financial Services - Regulatory Compliance - Manager The candidate will consistently deliver quality client services. Drive high-quality work products within expected timeframes and on budget. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected ou...
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Corporate - Compliance Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Please note: For your safety and protection, we will only collect your personal information for the purposes of this inquiry. We will not use your personal information for any other purposes. H1: Join EY as a Financial Services - Regulatory Compliance Manager H2: Build a Better Working World w...
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Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: We understand the importance of accurate and timely tax reporting in the financial services industry. As the Tax Senior Manager in our Customer Tax Operations and Reporting team, you will have the opportunity to work with a diverse range of clients and projects, providing critical advice and support...
Corporate - Contract Law Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Associate General Counsel The candidate will assist the General Counsel and Associate General Counsel with reviewing and drafting contracts, monitoring licensing compliance, and responding to subpoenas. Assist in reviewing contract modifications. Manage the firm's compliance with states' licensing ...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Analyzing complex and high-profile public offering transactions - Intermediate-level professional role with limited supervision - Ensuring compliance with FINRA and SEC rules and other securities laws - Drafting comment and inquiry letters, communicating FINRA rule...
Legal Staff Paralegal in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Nov 19, 2024
SUMMARY: Tax Legal Business Associate Manager TTC Position Summary: The Tax Legal Business Associate Manager at Deloitte is responsible for providing an integrated approach to technology implementations, automation, data management, and analytics to help legal departments maximize their strategic value...
Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Summary: Position: Private Equity Tax Operations Manager - Portfolio Companies - Financial Services Location: New York (other locations available in region) Salary: Competitive Date: Aug 20, 2024 Company: EY EY, a global leader in financial services, is seeking a Private Equity Tax Operati...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...