14 jobs found for

Company Special Counsel Jobs in Jericho

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  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Nov 17, 2024

    SUMMARY: FIU Principal Intelligence Specialist Job Description: Overview: The Financial Intelligence Unit (FIU) within the National Cause and Financial Crimes Detection Program (NCFC) of FINRA is seeking a Principal Intelligence Specialist to join their team. The FIU is responsible for collecting and a...

  • Tax - General Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Tax Systems - Senior Manager: $80,920 to $184,210 Experience: 8 years of experience in implementation of direct tax systems including ONESOURCE and CorpTax; and experience in integration of these tools with Data Wrangling Solutions Position Summary Deloitte is seeking a Tax Systems Senior M...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: H1: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations H2: Full Time Position, R-008444 - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, reporting to a Risk Monitoring Director - Responsible for lead role in monitoring FIN...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full Time Job Requisition ID: R-008480 The Principal Investigator position is a full-time role with the Vulnerable Adults and Seniors Team (VAST) at FINRA. VAST is a specialized unit within FINRA's National Cause and Financial Crimes Program...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full-time position, posted today - Job requisition ID: R-008669 - Role includes conducting complex risk-based investigations of FINRA member firms and registered representatives involving potential Elder Financial Exploitation (EFE), providin...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 05, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Corporate - Securities and Capital Markets Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Principal Investigator, NCP, is responsible for conducting investigations of potential fraud or misconduct, gathering regulatory intelligence, requesting and analyzing records, and providing subject matter expertise and advanced data analysis. This position also involves training and mentoring j...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Principal Analyst, Risk Monitoring - Full Time Location: Any FINRA Office Job Requisition ID: R-008120 Overview: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Title: Principal Analyst, Risk Monitoring - FINRA Location Salary Information: - California: Minimum Salary $106,400, Maximum Salary $200,200 - Washington, DC/Maryland: Minimum Salary $106,400, Maximum Salary $191,800 - Colorado/Hawaii/Minnesota/Vermont: Minimum Salary $92,500, Maximum Salary $1...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Jericho, NY

    Jericho, NY

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Investigations Director, Specialist Team, is a senior-level professional position within the organization, responsible for managing examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. This role involves developing and super...