Chief Regulatory Counsel Jobs in Santa Fe Springs
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Sponsored Job
Chief Of Staff
FILER | PALMER, LLP | Long Beach, CA
Type: Full-Time | Posted Date: Apr 19, 2020
SUMMARY: Chief of Staff The candidate is responsible for the day-to-day administrative activities of our firm....
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Sponsored Job
Chief Practice Officer, Finance
Orrick Herrington & Sutcliffe LLP | Irvine, CA
Type: Full-Time | Posted Date: Oct 24, 2022
SUMMARY: Chief Practice Officer, Finance Duties: Work with firm and Business Unit leadership to advance the firm’s strategy to be a global leader in Tech & Innovation, E&I and Finance. Work with Business Unit Leaders and Practice Group Leaders to create and implement groups’ strategic business plans. ...
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Sponsored Job
Chief Compliance Officer
Western Asset | Pasadena, CA
Type: Full-Time | Posted Date: Dec 18, 2022
SUMMARY: Chief Compliance Officer The candidate will lead and manage the firm's global compliance program including regulatory affairs. Serve as a subject matter expert ensuring the business is aligned to changing market conditions. Develop an overall strategic vision for the compliance functional areas. Wi...
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Corporate - Compliance Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Salary: The salary for this position is competitive and commensurate with experience and qualifications. Job Title: General Counsel & Chief Compliance Officer Experience: Minimum of 7-10 years of experience in a legal role, preferably in the healthcare industry. H1: General Counsel & Chie...
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Corporate - Contract Law Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Job Title: Assistant General Counsel - Contract Review and Compliance H1: Join Arnold & Porter as an Assistant General Counsel! H2: Lead Contract Review and Compliance in a Fast-Paced Environment Responsibilities: - Create efficient workflow for third-party contract review - Draft and negot...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: The organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge...
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Finance - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: ...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR 2550.404a-3(j)(3). This regulation pr...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are in line with FINRA's...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - General (consumer) Attorney in Long Beach, CA
Long Beach, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Santa Fe Springs, CA
Santa Fe Springs, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Santa Ana, CA
Santa Ana, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Chino Hills, CA
Chino Hills, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Anaheim, CA
Anaheim, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Immigration - General Attorney in Santa Ana, CA
Santa Ana, CA
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
Immigration - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...