Chief Regulatory Counsel Jobs in San Mateo
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Attorney in Oakland, CA
Oakland, CA
Type: Full Time | Posted Date: Sep 20, 2024
SUMMARY: External hires must pass a background check/drug screen. Qualified applicants with arrest and/or conviction records will be considered for employment in a manner consistent with federal and state laws, as well as applicable local ordinances, including but not limited to the San Francisco and Los Ang...
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General Practice - Transactional & Litigation Attorney in Fremont, CA
Fremont, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
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General Practice - Transactional & Litigation Attorney in Dublin, CA
Dublin, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Oct 21, 2024
SUMMARY: BridgeBio is a rapidly growing biopharmaceutical company dedicated to discovering, creating, and delivering transformative medicines to patients suffering from genetic diseases and cancers with clear genetic drivers. With a portfolio of over 20 drug development programs, we are seeking a highly expe...
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Corporate - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Managing Counsel, Corporate: - Full-time remote position with Sonder, a hospitality company revolutionizing the industry - Responsible for overseeing and directing all corporate legal matters - In charge of public company compliance and reporting, corporate and finance transactions - Supports th...
General Practice - Transactional & Litigation Attorney in San Carlos, CA
San Carlos, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
San Francisco, CA
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: We encourage people of all races, colors, religions, national origins, genders, sexual orientations, gender identities, gender expressions, ages, disabilities, and veteran status to apply. Our organization is a safe space and we value diversity at our organization. We do not discriminate on the b...
Corporate - Asset/Investment Management Attorney in Alameda, CA
Alameda, CA
Type: Full Time | Posted Date: Sep 29, 2024
SUMMARY: The job title of Vice President, Legal Counsel - US Mutual Funds and ETFs encompasses a high-level position within the legal department of State Street Global Advisors. This role is responsible for providing legal support, advice, and counsel to the US mutual fund and ETF product and funds managemen...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Job Title: Director, Enforcement H2: Essential Job Functions: - Manage a team of 5-8 Enforcement attorneys - Develop and resolve Enforcement cases - Ensure timely and accurate factual findings and legal framework - Monitor case aging and progress - Collaborate with Chief Counsel and other Enforc...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Director, Enforcement - Lead and Manage a Team of Attorneys H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authori...
Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...