Chief Regulatory Counsel Jobs in San Francisco
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Sponsored Job
Chief Compliance Officer, Special Purpose Depository Institution
Kraken Exchange | San Francisco, CA
Type: Full-Time | Posted Date: Jul 01, 2020
SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution The candidate will create and control the compliance program. Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence wit...
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Sponsored Job
Chief Compliance Officer, Special Purpose Depository Institution
Kraken Exchange | San Francisco, CA
Type: Full-Time,Work From Home | Posted Date: Sep 05, 2020
SUMMARY: Chief Compliance Officer, Special Purpose Depository Institution Responsibilities: Develop, implement, and oversee all aspects of the bank’s compliance program, designed specifically for the bank’s unique activities and risks factors, in adherence with relevant laws, regulations, rules, and gui...
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Sponsored Job
Chief Financial Officer
Stoel Rives LLP | San Francisco, CA
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Financial Officer The candidate will provide strategic and financial leadership to the firm and the finance function while also ensuring the firm’s financial integrity. The CFO participates in the development of the firm’s plans and performance as a strategic partner. Develop, implement, ...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
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Finance - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: ...
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Finance - General Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer Location: San Francisco, New York, Denver Type: Full Time Department: Compound Planning Wealth Management Overview: - High growth digital family office for entrepreneurs, professionals, and retirees - Over $1B AUM added since 2022 - Team...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: ©2019 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Director, Enforcement - Lead and Manage a Team of Attorneys H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authori...
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Litigation - Securities Litigation - Defense Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: H1: Job Title: Director, Enforcement H2: Essential Job Functions: - Manage a team of 5-8 Enforcement attorneys - Develop and resolve Enforcement cases - Ensure timely and accurate factual findings and legal framework - Monitor case aging and progress - Collaborate with Chief Counsel and other Enforc...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - General (consumer) Attorney in Vallejo, CA
Vallejo, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Litigation - General (consumer) Attorney in Oakland, CA
Oakland, CA
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: ...
Labor & Employment Attorney / Employment Law - General Attorney / Employment Law - Litigation Employer Defense Attorney / Employment Law - Litigation Plaintiffs & Class Actions Attorney / Employment Law - Management (Compliance & Counseling) Attorney / Em
San Francisco, CA
Type: Full Time | Posted Date: Jul 12, 2024
SUMMARY: We encourage people of all races, colors, religions, national origins, genders, sexual orientations, gender identities, gender expressions, ages, disabilities, and veteran status to apply. Our organization is a safe space and we value diversity at our organization. We do not discriminate on the b...
Corporate - Securities and Capital Markets Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...