Chief Regulatory Counsel Jobs in Kew Gardens
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Sponsored Job
Corp Legal - Chief Compliance Officer
Harbor Group Management Company | New York City, NY
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the development of compliance risk assessments, with an emphasis on coverage, frequency, sophistication and reporting. Expand the scope and rigor of compliance controls testing and supporting documentation. Oversee the rev...
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Sponsored Job
Chief Compliance Officer
Brookfield Asset Management Inc. | New York City, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer The candidate will serve as the primary Compliance Team resource for BHS, the BHS business(es), hedge funds, and employees, and be responsible for the BHS Compliance control structure. Will continually review, enhance and structure the BHS Compliance control structure to en...
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Sponsored Job
Chief Compliance Officer
First Eagle Investment Management | New York City, NY
Type: Full-Time | Posted Date: Dec 10, 2022
SUMMARY: Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit business areas. Continue to work within the legal and compliance team, but within a more dedicated l...
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Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Your future team Our Global Legal, Compliance and Regulatory department is comprised of attorneys and other professionals providing high quality advisory, transactional and regulatory support across the Company. The department is highly collaborative and dynamic, and is comprised of dedicated and...
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Insurance Coverage Attorney / Insurance Defense - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: AIG is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The information and descriptions contained in this posting are...
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Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: AIG is an Equal Opportunity Employer Product Counsel - Legal Role H1: Join AIG as a Product Counsel in the Global Legal, Compliance and Regulatory department H2: Bring your legal expertise to support AIG's strategic business initiatives Are you an experienced attorney looking for a new c...
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Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Compliance Risk Management Lead - Vice President Salary: $128,250.00-$195,000.00 per year Job Title: Compliance Risk Management Lead - Vice President Experience: Minimum 5 years of compliance/legal experience at a major law firm, regulator, fund, or financial institution Location: New Yo...
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Energy and Oil & Gas - General Attorney / Environmental and Land Use - General Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: EOE. No phone calls please. Law Firm Seeking Environment & Energy Associate in Newark & Philadelphia - Minimum 4-8 Years of Relevant Experience in Environmental Law Salary Information: - Competitive salary based on experience and qualifications - Bonus potential - Comprehensive benefits pac...
Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Senior Counsel, Hydrogen Salary: Not specified in text Experience: 5-8 years in project development, construction, and finance in the energy, power, and/or hydrogen sectors Location: US (remote, hybrid), Virginia, Texas, Utah Employment Type: Full-time Company: AES Corporation H1:...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 ...
Criminal Law - Defense Attorney in Brooklyn, NY
Brooklyn, NY
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: The organization is looking for a highly experienced and knowledgeable Attorney to join their team as the Chief of the Appeals Bureau. This position offers an exciting opportunity to work with a dedicated team of professionals and make a significant impact in the criminal justice system. The selecte...
Criminal Law - Defense Attorney in Brooklyn, NY
Brooklyn, NY
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Salary Information: Salary will be commensurate with experience and qualifications. The salary range for this position is $130,000 to $160,000. Application Process: Interested candidates should submit a cover letter and resume by clicking the "Apply Now" button. Please write “Chief Ethi...
Government and Government Relations Attorney in Brooklyn, NY
Brooklyn, NY
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Salary: $73,000 - $98,000, commensurate with experience. Job Title: Deputy Chief of the Freedom of Information Law (FOIL) Unit Experience: At least 3 years of experience as an attorney admitted to practice in the State of New York. Organization: Kings County District Attorney’s Office...
Estate & Tax Planning Attorney in Kew Gardens, NY
Kew Gardens, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: ...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Vice President, Corporate Financing Department, is responsible for overseeing the regulatory review programs, rulemaking and interpretation, and member education and outreach for FINRA's Corporate Financing and Advertising Regulation departments. This position requires a minimum of ten years of ...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead and manage the Corporate Financing Department within FINRA's Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with other FINRA departments, and managing a team of staff members. ...
Legal Staff Other in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: ...
Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...
Litigation - General (consumer) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: ## Senior Associate Counsel - General Law I **Job Information** **JOB TITLE:** Senior Associate Counsel - General Law I **SALARY RANGE:** $124,375 - $163,242 **HAY POINTS:** 1056 **DEPT/DIV:** General Counsel **SUPERVISOR:** Deputy General Counsel/Unit Chief General Counsel – Gen...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 12, 2024
SUMMARY: H1: FINRA is Hiring a Director of Enforcement H2: Manage a Team of Attorneys and Ensure High-Quality Enforcement Outcomes Organization: FINRA Location: New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX Time Type: Full time Salary Range: $127,300 - $296,100 (depending on location an...
Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 11, 2024
SUMMARY: - Job title: Senior Director - Associate General Counsel of Compliance - Company: Hunter Douglas - Location: New York City, NY - Experience: 6 years in a compliance role within a global organization - Education: JD or equivalent degree and bar affiliation - Salary: Annual base salary range of ...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: In today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize this job listing and make it SEO friendly, ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Director, Enforcement - Job Opportunity with FINRA Responsibilities: - Manage a team of 5-8 Enforcement attorneys, overseeing all stages of Enforcement cases from inception to completion. - Ensure that all outcomes in Enforcement matters are supported by thorough and accurate factual findings...