Chief Regulatory Counsel Jobs in Clifton
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Sponsored Job
Corp Legal - Chief Compliance Officer
Harbor Group Management Company | New York City, NY
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the development of compliance risk assessments, with an emphasis on coverage, frequency, sophistication and reporting. Expand the scope and rigor of compliance controls testing and supporting documentation. Oversee the rev...
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Sponsored Job
Chief Compliance Officer
Brookfield Asset Management Inc. | New York City, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer The candidate will serve as the primary Compliance Team resource for BHS, the BHS business(es), hedge funds, and employees, and be responsible for the BHS Compliance control structure. Will continually review, enhance and structure the BHS Compliance control structure to en...
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Sponsored Job
Chief Compliance Officer
First Eagle Investment Management | New York City, NY
Type: Full-Time | Posted Date: Dec 10, 2022
SUMMARY: Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit business areas. Continue to work within the legal and compliance team, but within a more dedicated l...
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Legal Staff Paralegal in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Summary: - Temporary Executive Assistant position available at organization to support the General Counsel and Chief Compliance Officer, its Managing Counsels, and the Legal and Compliance Department. - The role requires balancing multiple competing goals, handling sensitive information, and bui...
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Immigration - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
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Immigration - General Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
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Immigration - General Attorney in Elizabeth, NJ
Elizabeth, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
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Corporate - Securities and Capital Markets Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Opportunity with FINRA Responsibilities: - Manage a team of 5-8 Enforcement attorneys, overseeing all stages of Enforcement cases from inception to completion. - Ensure that all outcomes in Enforcement matters are supported by thorough and accurate factual findings...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: In today's competitive job market, it can be challenging to stand out as a top candidate for a Director, Enforcement position. This role requires strong leadership skills, legal expertise, and the ability to manage a team effectively. In order to summarize this job listing and make it SEO friendly, ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: FINRA is Hiring a Director of Enforcement H2: Manage a Team of Attorneys and Ensure High-Quality Enforcement Outcomes Organization: FINRA Location: New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX Time Type: Full time Salary Range: $127,300 - $296,100 (depending on location an...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H1: Join FINRA as an Associate General Counsel, Regulatory - Expert in Complex Regulatory Initiatives and Rule Changes H2: Lead Regulatory Policy and Provide Expert Legal C...
Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Your future team Our Global Legal, Compliance and Regulatory department is comprised of attorneys and other professionals providing high quality advisory, transactional and regulatory support across the Company. The department is highly collaborative and dynamic, and is comprised of dedicated and...
Insurance Coverage Attorney / Insurance Defense - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: AIG is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The information and descriptions contained in this posting are...
Insurance Coverage Attorney / Insurance Defense - General Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: AIG is an Equal Opportunity Employer Product Counsel - Legal Role H1: Join AIG as a Product Counsel in the Global Legal, Compliance and Regulatory department H2: Bring your legal expertise to support AIG's strategic business initiatives Are you an experienced attorney looking for a new c...
Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Compliance Risk Management Lead - Vice President Salary: $128,250.00-$195,000.00 per year Job Title: Compliance Risk Management Lead - Vice President Experience: Minimum 5 years of compliance/legal experience at a major law firm, regulator, fund, or financial institution Location: New Yo...
Energy and Oil & Gas - General Attorney / Environmental and Land Use - General Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: EOE. No phone calls please. Law Firm Seeking Environment & Energy Associate in Newark & Philadelphia - Minimum 4-8 Years of Relevant Experience in Environmental Law Salary Information: - Competitive salary based on experience and qualifications - Bonus potential - Comprehensive benefits pac...
Corporate - Asset/Investment Management Attorney / Corporate - M&A Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Senior Counsel, Hydrogen Salary: Not specified in text Experience: 5-8 years in project development, construction, and finance in the energy, power, and/or hydrogen sectors Location: US (remote, hybrid), Virginia, Texas, Utah Employment Type: Full-time Company: AES Corporation H1:...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location: Washington, DC, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Job Requisition ID: R-008376 ...