Chief Regulatory Counsel Jobs in Brooklyn
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Sponsored Job
Corp Legal - Chief Compliance Officer
Harbor Group Management Company | New York City, NY
Type: Full-Time | Posted Date: Oct 12, 2022
SUMMARY: Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the development of compliance risk assessments, with an emphasis on coverage, frequency, sophistication and reporting. Expand the scope and rigor of compliance controls testing and supporting documentation. Oversee the rev...
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Sponsored Job
Chief Compliance Officer
Brookfield Asset Management Inc. | New York City, NY
Type: Full-Time | Posted Date: Dec 09, 2022
SUMMARY: Chief Compliance Officer The candidate will serve as the primary Compliance Team resource for BHS, the BHS business(es), hedge funds, and employees, and be responsible for the BHS Compliance control structure. Will continually review, enhance and structure the BHS Compliance control structure to en...
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Sponsored Job
Chief Compliance Officer
First Eagle Investment Management | New York City, NY
Type: Full-Time | Posted Date: Dec 10, 2022
SUMMARY: Chief Compliance Officer The candidate will report to the General Counsel and FEIM CCO, this individual will lead, develop and motivate a small compliance team while providing support to the credit business areas. Continue to work within the legal and compliance team, but within a more dedicated l...
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Finance - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 17, 2024
SUMMARY: Job Title: General Counsel & Chief Compliance Officer H1: Join Our Team as General Counsel & CCO H2: Exciting Opportunity for Experienced Legal Professional - Full-time position in Compound Planning Wealth Management department - Location: San Francisco, New York, Denver - Competitive base salary s...
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Litigation - General (consumer) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 18, 2024
SUMMARY: ## Senior Associate Counsel - General Law I **Job Information** **JOB TITLE:** Senior Associate Counsel - General Law I **SALARY RANGE:** $124,375 - $163,242 **HAY POINTS:** 1056 **DEPT/DIV:** General Counsel **SUPERVISOR:** Deputy General Counsel/Unit Chief General Counsel – Gen...
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Immigration - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
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Immigration - General Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
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Immigration - General Attorney in Elizabeth, NJ
Elizabeth, NJ
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
Corporate - Securities and Capital Markets Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 26, 2024
SUMMARY: Job Title: Associate Counsel at Fubo Experience: 2-4 years of legal experience required Location: New York City (hybrid position) Salary: $135,000 - $165,000 per year (plus annual cash bonus and full range of medical benefits) About Fubo: - Mission to build the world’s leading global live TV stre...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Part Time | Posted Date: Jun 16, 2024
SUMMARY: Part-time Special Advisor to the CLO The candidate will work directly with the Chief Legal Officer in building out multiple objectives. Create and maintain relationships with other key departments internally, and facilitate high-level external relationships. Collaborate with the the Chief Legal Off...
Real Estate - General Attorney / Real Estate - Leasing Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 16, 2024
SUMMARY: Senior Associate Counsel-Leasing & Transactions at MTA Headquarters in New York, NY Salary Range: $165,000 - $190,000 HAY Points: 1056 Overview: MTA is seeking a highly experienced Senior Associate Counsel to join their team at the Headquarters in New York, NY. The successful candidate will ...
Tax - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 11, 2024
SUMMARY: Job Title: National Tax Practice Specialist Salary: Competitive, based on experience Experience: - At least 3 years of experience in tax research and analysis - Knowledge of tax legislation and regulatory developments - Experience in providing tax guidance to clients - Strong written and verba...
Estate & Tax Planning Attorney in Kew Gardens, NY
Kew Gardens, NY
Type: Full Time | Posted Date: Jul 05, 2024
SUMMARY: ...
Criminal Law - Defense Attorney in Brooklyn, NY
Brooklyn, NY
Type: Full Time | Posted Date: Jul 03, 2024
SUMMARY: Chief of the Appeals Bureau The Organization of Kings County District Attorney’s Office is looking for a senior level Attorney to join their team as the Chief of the Appeals Bureau. The successful candidate would be responsible for a variety of tasks, including: • Supervising and managing ...
Litigation - General (consumer) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 04, 2024
SUMMARY: Organization: Office of the New York State Attorney General (OAG) Job Title: Bureau Chief, Claims Bureau - New York City Experience: Minimum of 10 years of civil litigation experience Salary: $195,128 $3,400 in location pay Application Deadline: July 19, 2024 The Office of the New York State Atto...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jun 19, 2024
SUMMARY: Unit Chief The candidate will lead the Sex Crimes Unit using a survivor-centered, trauma-informed, transparent process, transforming the Unit’s practices, structure, case tracking, and more. Examine the staffing structure and processes of the unit and implement changes in consultation with execut...
Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Jun 06, 2024
SUMMARY: Director, Regulatory Compliance (Finance & IT) Compliance Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation agency in North America. We are committed to delivering safe, reliable service that gets customers to their destinations on time--and w...
Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Job Title: Partner Matters Unit Lawyer Salary: $165,000 - $185,000 (annualized base salary) Experience: Significant legal experience in a law firm, in-house, or regulatory environment, preferably with exposure to partnership law, professional conduct rules, corporate governance, and HR law. Internat...
Health Care - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: Job Title: Optum Chief Legal Officer Location: Washington, DC (Remote considered) Company: Optum Job Category: Executive Leadership Team Salary Range: $XXX to $XXX per year (based on factors such as local labor markets, education, work experience, certifications, etc.) Travel: Yes, 10% of the t...
Litigation - Securities Litigation - Defense Attorney in Secaucus, NJ
Secaucus, NJ
Type: Full Time | Posted Date: May 29, 2024
SUMMARY: SEO Friendly Job Title: Assistant General Counsel, Regulatory - Full Time H1: Join FINRA as an Assistant General Counsel in our Regulatory Group! H2: Purposeful Work with FINRA as an Assistant General Counsel, Regulatory Bold Headlines: - Work for a Regulator with a Strong Moral Compass - Senior-...