Chief Regulatory Counsel Jobs in Boca Raton
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Sponsored Job
Chief Equality And Inclusion Officer
Akerman LLP | Fort Lauderdale, FL
Type: Full-Time | Posted Date: Aug 02, 2022
SUMMARY: Chief Equality And Inclusion Officer The candidate will develop and implement a diversity, equity, inclusion strategy that aligns with the firm’s objectives. Establish an implementation and communication plan focused on achieving measurable, sustainable results. Serve as a key strategic and busin...
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Sponsored Job
Citi Global Wealth Chief Administrative Office: Risk & Controls – Issue Management Lead (nam Consumer Wealth) – Sr. Vice President
Citigroup, Inc | Fort Lauderdale, FL
Type: Full-Time | Posted Date: Sep 15, 2022
SUMMARY: Citi Global Wealth Chief Administrative Office: Risk & Controls – Issue Management Lead (NAM Consumer Wealth) – Sr. Vice President Duties: Drive proactive and timely identification, management, and oversight of issues across NAM Consumer Wealth in line with firm requirements. This will include ...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: The Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete and accurate factual find...
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Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
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Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...