Chief Regulatory Counsel Jobs in Anaheim
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Irvine, CA
Irvine, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Requirements Background Investigation All PCAOB employees are required to be trustworthy and of high integrity. The PCAOB conducts a background investigation on all prospective and employees. Not ready to apply? Join our Talent Network to stay informed about PCAOB job opportunities and e...
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Corporate - Compliance Attorney / Corporate - General Attorney / Franchise Law Attorney / Litigation - General (consumer) Attorney in Anaheim, CA
Anaheim, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: H1: Join Our Team as VP of Legal at CircusTrix! H2: Job Opportunity: VP, Legal at CircusTrix JOB TITLE: Vice President (VP) of Legal EXPERIENCE: 7-12 years of legal experience, with a focus on franchising, corporate law, compliance, or litigation. JOB TYPE: Full-time LOCATION: Various l...
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General Practice - Transactional & Litigation Attorney in Huntington Beach, CA
Huntington Beach, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
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General Practice - Transactional & Litigation Attorney in Santa Ana, CA
Santa Ana, CA
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Vice President (VP) of Legal The candidate will assist the Chief Legal Officer in overseeing the legal affairs of the organization. Manage a broad range of legal issues, including franchising, corporate governance, contracts, compliance, litigation, and regulatory matters. Act as a trusted advisor ...
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Advertising & Marketing Attorney in Costa Mesa, CA
Costa Mesa, CA
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: - Job Title: Associate General Counsel - Marketing & Branding - Location: Hybrid model (remote and office) - Company: Elevance Health - Department: Legal - Job Reference: JR132314 - Date Posted: 10/24/2024 - Anticipated Date Close: 11/15/2024 - Salary Range: $189,796 to $297,072 - Experience...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Keywords: Deputy Chief Counsel, Division of Registration and Inspections, mission-driven, investor protection, audit standards, inspection, enforcement, ethical, professional conduct, compensation, hybrid work, paid time off, health benefits, family resources, commuter benefits, legal, Sarbanes-Oxle...
Immigration - General Attorney in Santa Ana, CA
Santa Ana, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
Immigration - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: General Attorney, GS 11-14 Duties: The candidate will craft legally supportable policies to address the needs of agency operational components. Routinely provide timely legal opinions to officers and agents, management, and leadership within OPLA, Agency, and DHS's Office of the General Counsel Hea...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are in line with FINRA's...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR 2550.404a-3(j)(3). This regulation pr...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: The organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge...