Capital Markets Securities Associate Jobs in Palm Beach
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Now Hiring Senior Associates / Partners / Practice Groups - South Florida Munck Wilson Mandala is looking to expand its presence in South Florida and is currently seeking experienced attorneys and practice groups with various backgrounds and portable clients/books of business. Areas of practice i...
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Corporate - M&A Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Sep 08, 2024
SUMMARY: Law Firm Seeks Corporate/M&A/Securities/Finance Transactional Attorneys in Multiple Locations - Job Title: Corporate Attorney - Location: Delaware, Florida, Maryland, New Jersey, New York or Texas - Department: Corporate/M&A/Securities/Finance - Experience: 4 years - Bar Admission: Required ...
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Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 07, 2024
SUMMARY: Attorneys The candidate Should have 3 years’ experience in the field of corporate and securities law. Must be proficient with drafting ’34 Act reports such as 10-K’s; 10-Q’s and 8-K’s, 14C information statements and 14A proxies; ’33 and ’34 Act registration statements including Form 1...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
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Corporate - General Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: ## Fund/Securities Transactional Attorney Law Firm is seeking a Fund/Securities Transactional Attorney for its Delaware, Florida, Maryland, New Jersey, New York, or Texas offices. ### Qualifications * 7 years of experience with fund formation, governance and transactions and/or securities matt...
Corporate - General Attorney / Corporate - Private Equity Attorney / Corporate - Securities and Capital Markets Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: Law Firm is seeking a Fund/Securities Transactional Attorney for their Delaware, Florida, Maryland, New Jersey, New York, or Texas offices. The ideal candidate should have 7 years of experience in fund formation, governance and transactions and/or securities matters. **Qualifications** - A...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Palm Beach, FL
Palm Beach, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: Law Firm Seeks Experienced Corporate Attorneys for Multiple Locations H1: Corporate/M&A/Securities/Finance Transactional Attorneys Wanted for Top Law Firm H2: Join Our Team in Delaware, Florida, Maryland, New Jersey, New York or Texas Are you an experienced corporate attorney looking for a new opp...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Aug 05, 2024
SUMMARY: Law Firm Seeking Corporate Attorneys for Multiple Offices - Apply Now! H1: Join Our Team as a Corporate/M&A/Securities/Finance Transactional Attorney H2: 6 Years of Experience Required - Competitive Salary and Benefits Offered - Law firm seeking experienced corporate attorneys for multiple office...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: Director, Risk Monitoring - Capital Markets - Any FINRA Location Full-time Posted 2 Days Ago Job Requisition ID: R-008111 To ensure the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping through daily management of Risk Monitoring An...