Capital Markets Attorney Jobs in Jericho
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Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Summary: Position: Private Equity Tax Operations Manager - Portfolio Companies - Financial Services Location: New York (other locations available in region) Salary: Competitive Date: Aug 20, 2024 Company: EY EY, a global leader in financial services, is seeking a Private Equity Tax Operati...
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Tax - General Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: As a Tax Services Manager at EY, you will have the opportunity to build a unique and rewarding career with a global company that values high ethical standards and integrity among its employees. EY is dedicated to providing a supportive and inclusive culture, cutting-edge technology, and a global sca...
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Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jun 27, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Jun 10, 2024
SUMMARY: H1: Director, Risk Monitoring - Capital Markets - Any FINRA Location H2: Essential Job Functions: - Supervise Risk Monitoring Analysts in daily activities and ensure timely, precise, and quality risk assessments and reports. - Develop risk-based Regulatory Responses and evaluate adequacy of firm ...