Broker Dealer Attorney Jobs in Yonkers
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Law Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and entrepreneurial practice in ...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Education Juris Doctor degree from an accredited law school. Salary Information This position as a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel is located in New York, NY and the base salary range is $199,500.00-$275,000.00. The a...
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Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: SEO friendly job title: Senior Associate - Financial Services Regulatory - New York H1 and H2 friendly headings: H1: Join Our Global Law Firm and Make an Impact as an Associate in Financial Services Regulatory H2: About A&O Shearman H2: Opportunities for Growth and Success H2: Join Our Dynamic...
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Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Government and Government Relations Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Senior Product Counsel, Yield: - Location: US - San Francisco, US - New York, US - Austin - Type: Full time - Department: Legal, Risk & Compliance - Compensation: - Base Salary $165K – $235K - Offers Equity - Offers Bonus Airwallex is seeking a Senior Product Counsel to join their tea...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: H1: Regulatory Attorney at New York Stock Exchange H2: Join NYSE Regulation as a Regulatory Attorney Overview: - The New York Stock Exchange (NYSE) is seeking a Regulatory Attorney to join NYSE Regulation. - NYSE Regulation is responsible for monitoring activities on the NYSE's equities an...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
Finance - Financial Services Regulation Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Additional Information Job Type: Full-time Experience: - Juris Doctor degree: 1 year (Preferred) - Legal: 5 years (Required) - Financial services: 1 year (Preferred) - Securities litigation: 1 year (Preferred) Education: - Juris Doctor (Required) Location: - New York, NY (Req...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Assistant General Counsel, Regulatory - Washington, DC - Full-time position with hybrid work environment (remote/office) - Senior-level legal role with a minimum of 6-8 years of directly related experience - Responsible for providing legal advice and support for the adoption of new regulatory initi...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversi...
Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 12, 2024
SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: Mid-Level Associate (Corporate Securities) - Multiple Offices Salary: $210,000 - $225,000 per year Experience: 4-5 years Law Firm Seeks Mid-Level Associate for Corporate Securities Practice Join a dynamic and growing securities group at Saul Ewing as a Mid-Level Associate. This is...
Corporate - Securities and Capital Markets Attorney / Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: SEO Friendly Job Title: Legal, Securitization & Asset-backed Finance Attorney, Vice President, New York H1 Heading: Legal, Securitization & Asset-backed Finance Attorney, Vice President at Goldman Sachs H2 Heading: Join Our Legal Department as a Senior Attorney in New York Salary Informa...