Broker Dealer Attorney Jobs in North Carolina
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Sponsored Job
Investment Management and Broker-Dealer Associate
Kilpatrick Townsend & Stockton LLP | Raleigh, NC
Type: Full-Time | Posted Date: Sep 06, 2022
SUMMARY: Investment Management and Broker-Dealer Associate The candidate should have 2 years of investment management experience. Should have experience in one or more of the Investment Advisers Act, the Investment Company Act, or private fund formation. Desired skill sets include statutory and regulatory ...
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Sponsored Job
Investment Management And Broker-dealer Associate
Kilpatrick Townsend & Stockton LLP | Winston Salem, NC
Type: Full-Time | Posted Date: Sep 09, 2022
SUMMARY: Investment Management and Broker-Dealer Associate The candidate should have 2 years of experience. Should preferably have experience in one or more of the Investment Advisers Act, the Investment Company Act or private fund formation. Should have knowledge of statutory and regulatory analysis and ...
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Tax - General Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Jul 29, 2024
SUMMARY: Job Title: Tax Manager-Investment Management - Private Equity (East Region City Locations) Experience: 5 years in tax planning and preparation, 3 years in investment management or partnership taxation Salary Range: $84,980 to $193,440 (dependent on qualifications and experience) Locations: 22 l...
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Corporate - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Jul 18, 2024
SUMMARY: Head of Advisory and Commercial Legal: - Responsible for developing legal strategy and overseeing management of legal and regulatory requirements related to LPL's brokerage and advisory platform, business development initiatives, and commercial transactions. - Expected to provide strategic leaders...