6 jobs found for

Broker Dealer Attorney Jobs in North Carolina

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  • Litigation - Whistleblower Attorney / Litigation - Whistleblower - CFTC Attorney / Litigation - Whistleblower - Qui Tam Attorney / Litigation - Whistleblower - SEC Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Company: Bank of America Department: Legal H1: Employment Attorney Opportunity at Bank of America in Multiple Locations H2: Join Our Team and Help Drive Responsible Growth Bank of ...

  • Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...

  • Corporate - Contract Law Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The AVP, Associate Counsel, Institutional Services will be responsible for providing legal advice and support to the Institutional Services business at LPL Financial. This role will involve drafting and negotiating agreements, providing guidance on securities, banking, and insurance regulations, and...

  • Corporate - Asset/Investment Management Attorney in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Please note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join LPL Financial's Legal Team H1: Join the LPL Financial Legal Team as VP, As...

  • Legal Staff Paralegal in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Oct 13, 2024

    SUMMARY: Parental leave (based on eligibility) Employee Assistance Program Adoption assistance Professional development Flexible spending accounts for health and dependent care Tuition reimbursement Employee Stock Purchase Plan Commuter benefits Pet insurance Auto, home an...

  • Law Student - Public Interest in Charlotte, NC

    Charlotte, NC

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: H1: Summer 2025 Legal Intern at PCAOB - Protect Investors and Drive Audit Quality H2: Join us and Make a Difference in Global Investor Protection Organization: PCAOB Job Title: Legal Intern Experience: Law student currently enrolled in an accredited law school Salary: Competitive hourly rate ...

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