Broker Dealer Attorney Jobs in New York
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Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...
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Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...
Corporate - Securities and Capital Markets Attorney in Purchase, NY
Purchase, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: Other roles may be eligible for additional compensation as part of their total compensation package. Summary: - Job title: Wealth Management Capital Markets Attorney VP/ED - Job number: 3260921 - Posting date: Oct 25, 2024 - Primary location: New York-Purchase - Education level: Doctorat...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: SEO friendly job title: Wealth Management Capital Markets Attorney VP/ED H1 heading: Join Morgan Stanley as a Wealth Management Capital Markets Attorney VP/ED H2 heading: Exciting Opportunity for Experienced Attorney in Wealth Management Capital Markets at Morgan Stanley Overview: - Morgan Sta...
Litigation - Whistleblower Attorney / Litigation - Whistleblower - CFTC Attorney / Litigation - Whistleblower - Qui Tam Attorney / Litigation - Whistleblower - SEC Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: H1: Bank of America is looking for an experienced Employment Attorney to join their team. H2: Help drive Responsible Growth and make a difference with Bank of America. Title: Employment Attorney at Bank of America Salary: $212,600.00 - $286,100.00 annualized salary, offers to be determined ba...
Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Senior Counsel Derivatives OTC Clearing - Vice President The Senior Counsel Derivatives OTC Clearing - Vice President position at Deutsche Bank is a full-time role based in New York, NY. The successful candidate will have a Juris Doctor Degree and moderate years of U.S. legal experience gained at...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: H1: Legal Counsel – Investment Bank - Vice President H2: Overview Job Title: Legal Counsel – Investment Bank Corporate Title: Vice President Location: New York, NY Overview: Deutsche Bank is seeking a skilled lawyer to join their investment bank as a Legal Counsel. In this role, you ...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Job Title: Equity Derivatives Counsel - Director Experience: Extensive relevant experience at a law firm and/or broker-dealer Salary Range: $170,000 - $320,000 Location: New York, NY Overview: - Advise on a broad range of equity derivatives products, fixed income structured products, ...
Employment Law - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Salary: $212,600.00 - $286,100.00 annualized Introduction: Bank of America is seeking an Employment Attorney to join their team and help drive Responsible Growth through a diverse and inclu...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...
Corporate - Contract Law Attorney / Corporate - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 27, 2024
SUMMARY: Further details about our values and the Barclays Mindset can be found on our website. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here . Risk and Control Obje...
Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 22, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with 4-6 Years of Experience H1: Join Our Team as an Investment Management Regulatory Mid-Level Associate H2: Asset Management Regulatory Experience Required - $310,000 Salary Offered Summary: Law firm is looking for ...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: - Job Title: Assistant Chief Counsel - Location: Washington D.C. - Time Type: Full Time - Job Requisition ID: R1090 - Organization: Public Company Accounting Oversight Board (PCAOB) - Mission-driven organization focused on global investor protection - Nonprofit organization established by Cong...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...