Broker Dealer Attorney Jobs in New York
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Law Firm Seeks Experienced Corporate Securities Associate in Multiple Offices Overview: Saul Ewing, a leading law firm, is seeking an experienced corporate associate to join our expanding securities group. This is an exciting opportunity to join a sophisticated and entrepreneurial practice in ...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Education Juris Doctor degree from an accredited law school. Salary Information This position as a Wealth Management Financial Products and Regulatory Attorney - Vice President, Assistant General Counsel is located in New York, NY and the base salary range is $199,500.00-$275,000.00. The a...
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Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: SEO friendly job title: Senior Associate - Financial Services Regulatory - New York H1 and H2 friendly headings: H1: Join Our Global Law Firm and Make an Impact as an Associate in Financial Services Regulatory H2: About A&O Shearman H2: Opportunities for Growth and Success H2: Join Our Dynamic...
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Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Government and Government Relations Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Senior Product Counsel, Yield: - Location: US - San Francisco, US - New York, US - Austin - Type: Full time - Department: Legal, Risk & Compliance - Compensation: - Base Salary $165K – $235K - Offers Equity - Offers Bonus Airwallex is seeking a Senior Product Counsel to join their tea...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: H1: Regulatory Attorney at New York Stock Exchange H2: Join NYSE Regulation as a Regulatory Attorney Overview: - The New York Stock Exchange (NYSE) is seeking a Regulatory Attorney to join NYSE Regulation. - NYSE Regulation is responsible for monitoring activities on the NYSE's equities an...
Finance - Financial Services Regulation Attorney / Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Additional Information Job Type: Full-time Experience: - Juris Doctor degree: 1 year (Preferred) - Legal: 5 years (Required) - Financial services: 1 year (Preferred) - Securities litigation: 1 year (Preferred) Education: - Juris Doctor (Required) Location: - New York, NY (Req...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Assistant General Counsel, Regulatory - Washington, DC - Full-time position with hybrid work environment (remote/office) - Senior-level legal role with a minimum of 6-8 years of directly related experience - Responsible for providing legal advice and support for the adoption of new regulatory initi...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: ORGANIZATION is seeking a highly motivated and experienced Assistant General Counsel, Regulatory to join our team. This senior-level position will provide legal advice and support in the adoption of new regulatory initiatives and serve as a subject matter expert in various areas of legal expertise. ...
Litigation - Securities Litigation - Defense Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: About FINRA FINRA is a non-governmental organization that regulates the securities industry. FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost to taxpayers. FINRA touches virtually every aspect of the securities business—from registering and...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 12, 2024
SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 25, 2024
SUMMARY: Job Title: Mid-Level Associate (Corporate Securities) - Multiple Offices Salary: $210,000 - $225,000 per year Experience: 4-5 years Law Firm Seeks Mid-Level Associate for Corporate Securities Practice Join a dynamic and growing securities group at Saul Ewing as a Mid-Level Associate. This is...
Corporate - Securities and Capital Markets Attorney / Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Jul 23, 2024
SUMMARY: SEO Friendly Job Title: Legal, Securitization & Asset-backed Finance Attorney, Vice President, New York H1 Heading: Legal, Securitization & Asset-backed Finance Attorney, Vice President at Goldman Sachs H2 Heading: Join Our Legal Department as a Senior Attorney in New York Salary Informa...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with 4-6 Years of Experience H1: Join Our Team as an Investment Management Regulatory Mid-Level Associate H2: Asset Management Regulatory Experience Required - $310,000 Salary Offered Summary: Law firm is looking for ...