Broker Dealer Attorney Jobs in New York City
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Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 21, 2024
SUMMARY: H1: Cleary Gottlieb: Mid-Level Associate Position in Financial Institutions Group H2: Join Our Team: Mid-Level Associate for Financial Institutions Group at Cleary Gottlieb Law Firm: Cleary Gottlieb Steen & Hamilton LLP Job Title: Mid-Level Associate in Financial Institutions Group Experience:...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: SEO Friendly Job Title: Chief Counsel and Chief Compliance Officer at Marsh McLennan H1 Heading: Join Our Team as Chief Counsel & Chief Compliance Officer at Marsh McLennan H2 Heading: Lead Legal and Compliance for Marsh McLennan in 3 Locations Bold Headlines: - Hybrid role with flexibil...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 01, 2024
SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 24, 2024
SUMMARY: SEO friendly job title: Wealth Management Capital Markets Attorney VP/ED H1 heading: Join Morgan Stanley as a Wealth Management Capital Markets Attorney VP/ED H2 heading: Exciting Opportunity for Experienced Attorney in Wealth Management Capital Markets at Morgan Stanley Overview: - Morgan Sta...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...
Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary ran...
Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Vice President of Corporate Counsel for Asset-Based Finance at Prudential will provide legal support for PGIM Fixed Income's securitized products group. This role offers an exciting opportunity for an experienced asset-based finance lawyer to join a global team of 13 lawyers and support the asse...
Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Senior Counsel Derivatives OTC Clearing - Vice President The Senior Counsel Derivatives OTC Clearing - Vice President position at Deutsche Bank is a full-time role based in New York, NY. The successful candidate will have a Juris Doctor Degree and moderate years of U.S. legal experience gained at...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: H1: Legal Counsel – Investment Bank - Vice President H2: Overview Job Title: Legal Counsel – Investment Bank Corporate Title: Vice President Location: New York, NY Overview: Deutsche Bank is seeking a skilled lawyer to join their investment bank as a Legal Counsel. In this role, you ...
Finance - Structured Finance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Job Title: Equity Derivatives Counsel - Director Experience: Extensive relevant experience at a law firm and/or broker-dealer Salary Range: $170,000 - $320,000 Location: New York, NY Overview: - Advise on a broad range of equity derivatives products, fixed income structured products, ...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
Employment Law - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Salary: $212,600.00 - $286,100.00 annualized Introduction: Bank of America is seeking an Employment Attorney to join their team and help drive Responsible Growth through a diverse and inclu...