Broker Dealer Attorney Jobs in New York City
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 06, 2024
SUMMARY: USD Job Title: Senior Counsel - Capital Markets and Broker-Dealer Regulatory Attorney Experience: 8-10 years of experience, with 3-5 years of in-house experience at a broker-dealer or investment bank Salary: $250,000 - $275,000 USD Company: Apollo Capital Solutions (ACS) Location: Ne...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 08, 2024
SUMMARY: Senior Counsel, Capital Markets - Legal Department Minimum 500 words Salary Information: $155,000 - $175,000 annual bonus (final offers may vary based on geography, candidate experience and expertise, bonus, and other factors) Job Title: Senior Counsel, Capital Markets Experience Information: ...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 16, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...
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Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: The Counsel position is a full-time, remote hybrid role that offers the opportunity to work from anywhere in the United States. The position will support multiple broker-dealer lines of business, including marketing, cash products, retail retirement, and a phone-based advisor service group. The Coun...
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Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...
Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...
Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...
Government and Government Relations Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: Senior Product Counsel, Yield: - Location: US - San Francisco, US - New York, US - Austin - Type: Full time - Department: Legal, Risk & Compliance - Compensation: - Base Salary $165K – $235K - Offers Equity - Offers Bonus Airwallex is seeking a Senior Product Counsel to join their tea...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
Employment Law - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Salary: $212,600.00 - $286,100.00 annualized Introduction: Bank of America is seeking an Employment Attorney to join their team and help drive Responsible Growth through a diverse and inclu...
Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Vice President of Corporate Counsel for Asset-Based Finance at Prudential will provide legal support for PGIM Fixed Income's securitized products group. This role offers an exciting opportunity for an experienced asset-based finance lawyer to join a global team of 13 lawyers and support the asse...
Litigation - Securities Litigation - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 08, 2024
SUMMARY: - Job Title: Assistant Chief Counsel - Location: Washington D.C. - Time Type: Full Time - Job Requisition ID: R1090 - Organization: Public Company Accounting Oversight Board (PCAOB) - Mission-driven organization focused on global investor protection - Nonprofit organization established by Cong...
Real Estate - Leasing Attorney in East Rutherford, NJ
East Rutherford, NJ
Type: Full Time | Posted Date: Oct 10, 2024
SUMMARY: Pay Type Salary Corporate Leasing Attorney at American Dream - Job Description H1: Join Our Team as a Corporate Leasing Attorney at American Dream H2: Overview American Dream, located in East Rutherford, New Jersey, is seeking a Corporate Leasing Attorney to join our team. American Dre...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Dec 24, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application acco...