Broker Dealer Attorney Jobs in New Jersey
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...
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Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary ran...
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Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Vice President of Corporate Counsel for Asset-Based Finance at Prudential will provide legal support for PGIM Fixed Income's securitized products group. This role offers an exciting opportunity for an experienced asset-based finance lawyer to join a global team of 13 lawyers and support the asse...
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Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...
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Real Estate - Leasing Attorney in East Rutherford, NJ
East Rutherford, NJ
Type: Full Time | Posted Date: Oct 10, 2024
SUMMARY: Pay Type Salary Corporate Leasing Attorney at American Dream - Job Description H1: Join Our Team as a Corporate Leasing Attorney at American Dream H2: Overview American Dream, located in East Rutherford, New Jersey, is seeking a Corporate Leasing Attorney to join our team. American Dre...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Jersey City, NJ (Job Posting) Woodbridge, NJ (Job P...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Nov 17, 2024
SUMMARY: Principal Intelligence Specialist, FIU - All FINRA Locations Salary Information: - Based on location and experience, salary ranges from $92,500 to $200,200 - Additional discretionary bonuses and overtime pay may be available for eligible employees - Comprehensive benefits package including hea...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Job Summary: The Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. This role requires a Bachelor's degree and three to five years of related financial industry experience or...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: Senior Analyst, Public Offerings - Salary, Job Title and Experience Information FINRA is currently seeking a Senior Analyst in Corporate Financing Public Offerings for their offices located in various locations across the country, including Rockville, MD, Kansas City, MO, Jericho, NY, Denver, CO,...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: H1: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location H2: Role Overview - Responsible for providing strategic leadership and guidance to the Office of Strategic Engagement (OSE) in developing publications for member firms and materials for the FINRA Board o...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: The Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at FINRA. This role is responsible for providing strategic leadership and guidanc...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversi...
Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Director, Enforcement - Job Posting The role of Director, Enforcement is responsible for managing and overseeing a team of Enforcement attorneys in resolving cases from start to finish. This includes ensuring that all cases are supported by thorough and accurate factual findings, applied to a cle...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Director, Enforcement - Full Time Position at FINRA H2: Essential Job Functions and Requirements SEO Job Title: Director, Enforcement - Full Time Position at FINRA Director, Enforcement - Full Time Position at FINRA: Essential Job Functions and Requirements Director, Enforcement - Fu...
Litigation - Securities Litigation - Defense Attorney in Woodbridge, NJ
Woodbridge, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the basis of age. ...
Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, age, national origin, dis...
Insurance Defense - General Attorney in Princeton, NJ
Princeton, NJ
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Also, the range displayed is specifically for full-time positions in the United States and does not include all potential pay options or benefits. Salary Range: $162,500 - $216,500 Job Title: Head of Management Liability Experience: Minimum of 10 years Locations: New York, NY; Chicago, I...
Attorney in Jersey City, NJ
Jersey City, NJ
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA as a Principal Analyst in Regulatory Services Management H2 Heading: Exciting Opportunity in Market Regulation and Transparency Services Bold Headlines: - Senior-level professional work in Regu...