36 jobs found for

Broker Dealer Attorney Jobs in McLean

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  • Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 19, 2024

    SUMMARY: Firm-paid volunteer opportunities and charitable contributions SEO Friendly Job Title: Fintech & Financial Services Associate – Securities Law H1: Join a Growing and Creative Financial Services Practice at a Leading Law Firm in Washington, DC! H2: Exciting Opportunity for a Fintech & Fina...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 17, 2024

    SUMMARY: Law Firm Seeking Corporate Securities Associate in Multiple Offices Saul Ewing, a leading law firm, is currently seeking an experienced corporate associate to join our growing securities group. This is a fantastic opportunity to join a dynamic and entrepreneurial practice with a supportive and co...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 16, 2024

    SUMMARY: Mid-Level Securities Associate - Join Ice Miller's Business Practice Group in Multiple Locations! Law Firm Seeking Experienced Associate for Federal and State Securities Law Focus Job Title: Mid-Level Securities Associate Location: Chicago, Columbus, Indianapolis, Washington, D.C. Department: Busi...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Associate General Counsel, Regulatory: H1: Join FINRA as an Associate General Counsel, Regulatory H2: Lead Regulatory Initiatives and Rule Changes Organization: FINRA Department: Office of General Counsel Job Title: Associate General Counsel, Regulatory Job Type: Full-Time Location: Rem...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. ...

  • Corporate - Asset/Investment Management Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 08, 2024

    SUMMARY: H1: Investment Management Associates in Washington, DC - Join Our Growing Team! H2: Seeking Junior and Midlevel Associates with Regulatory Experience Are you a driven and experienced attorney looking to take the next step in your career? Morgan Lewis, a leading law firm in Washington, DC, is see...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Sep 06, 2024

    SUMMARY: About FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, mar...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securi...

  • Legal Staff Paralegal in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 02, 2024

    SUMMARY: Please note that for certain Lawyer/Summer Associate positions, we are not able to provide reasonable accommodations. # Paralegal - Investment Management Law Firm is searching for an experienced Paralegal to join its Investment Management and Broker-Dealer practice areas. The successful applic...

  • Law Student - Public Interest in Ashburn, VA

    Ashburn, VA

    Type: Part Time | Posted Date: Sep 03, 2024

    SUMMARY: Organization: PCAOB Department: Office of General Counsel Job Title: Legal Intern Experience Level: Law student currently enrolled in an accredited law school Salary: Competitive hourly rate based on education level and qualifications Location: Various offices and locations throughout the Unite...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Jul 25, 2024

    SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Department: Securities Group Law Firm: Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our growing securities group. This is a fantastic opportunity to join a dynamic and entre...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Jul 25, 2024

    SUMMARY: Mid-Level Associate (Corporate Securities) - Join Our Expanding Team at Law Firm Saul Ewing is currently seeking a Mid-Level Associate to join our Corporate Securities group. This is an exciting opportunity to become a part of a dynamic and entrepreneurial practice in a supportive and collaborati...

  • Litigation - Securities Litigation - Defense Attorney in Rockville, MD

    Rockville, MD

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: Director, Enforcement - Oversee a team of 5-8 attorneys handling Enforcement cases from start to finish, ensuring accurate and timely resolution. Salary Information: Varies based on location, experience, and qualifications. See below for details. Job Title: Director, Enforcement Experience: Minim...

  • Corporate - Asset/Investment Management Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Aug 15, 2024

    SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with Strong Understanding of Federal Securities Laws H1: Join Our Leading Global Law Firm as an Investment Management Regulatory Mid-Level Associate H2: Are You an Experienced Associate with Asset Management Regulatory Experti...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Aug 07, 2024

    SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) Davis Wright Tremaine LLP is currently seeking an experienced associate attorney to join our Financial Services P...

  • Litigation - Securities Litigation - Defense Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Aug 06, 2024

    SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys respo...

  • Tax - General Attorney in McLean, VA

    McLean, VA

    Type: Full Time | Posted Date: Jul 30, 2024

    SUMMARY: Deloitte is hiring a Tax Senior Manager to join our Private Equity Tax team in various locations across the East Region. This role requires a minimum of 8 years of corporate tax experience, a bachelor’s degree in accounting, finance, or a related field, and strong managerial experience. As a Senio...