Broker Dealer Attorney Jobs in Massachusetts
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Job Title: VP, Associate Counsel - Regulatory Enforcement Location: Fort Mill, SC; Washington, DC; Boston, MA; San Diego, CA Time Type: Full-Time Job Requisition ID: R-040581 Salary Range: $163,700.00 - $272,900.00 Overview: LPL Financial is seeking a VP, Associate Counsel to join our Regula...
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Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1: Counsel - Legal Job Opportunity at Leading Financial Services Company H2: Join Our Team as a Counsel and Provide Legal Support for Broker-Dealer Lines of Business Remote Hybrid Position in Minneapolis, Charlotte, New York, or Boston - Apply Today! Are you a legal professional with a JD or...
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Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: H1: AVP, Associate General Counsel - LPL Financial H2: Join a Dynamic Team at LPL Financial Summary: - LPL Financial is seeking an Assistant Vice President, Associate General Counsel to join their Early Dispute Resolution group. - The role will involve responding to investor complaints, regula...
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Litigation - Securities Litigation - Defense Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO-Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel Job Requisitio...
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Litigation - General (consumer) Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 05, 2024
SUMMARY: https://www.aig.com/careers/benefits. If you are a current employee of our organization please use the following link instead: https://www.aig.com/careers/employees For positions outside of the United States, please click ‘Apply’ to create an account and apply directly. We have an op...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Director State Relations Government Affairs Apply Logo remote type Remote time type Full time posted on Posted 7 Days Ago job requisition id R-008665 To support the Senior Director, State Affairs, Office of Government Affairs, and the Office of Government Affairs team in man...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 25, 2024
SUMMARY: Principal Analyst, Risk Monitoring - All FINRA Locations Apply Logo time type Full time posted on Posted 7 Days Ago job requisition id R-008728 Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring D...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Dec 10, 2024
SUMMARY: All resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location Organization: FINRA Location: Any FINRA Loc...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: SENIOR DIRECTOR, INVESTIGATIONS - ALL FINRA LOCATIONS The organization FINRA is currently seeking a Senior Director of Investigations for all FINRA locations. This position will be responsible for leading and implementing the strategic direction of the Cause Investigations program for a particula...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 26, 2024
SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: SEO Friendly Job Title: Chief Counsel & Chief Compliance Officer - Legal & Compliance Leader at Marsh McLennan H1 Heading: Join Our Team as Chief Counsel & Chief Compliance Officer at Marsh McLennan H2 Heading: Lead Legal & Compliance Programs for Marsh McLennan in 3 Locations Bold Headline...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Organization is an equal opportunity employer committed to creating and maintaining a diverse workforce. We value diversity and our differences and foster an inclusive culture where employees are respected and feel they belong. We encourage applicants from diverse backgrounds to apply. Deputy Chie...
Corporate - Contract Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: H1: AVP, Associate Counsel, Institutional Services - LPL Financial H2: Job Overview H2: Responsibilities H2: Requirements H2: Why LPL? H2: Information on Interviews AVP, Associate Counsel, Institutional Services - LPL Financial is seeking a team-oriented and experienced attorney to join thei...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Summary: Job Title: VP, Assistant General Counsel, Alternative Investments Location: Fort Mill/Charlotte, San Diego, Boston Time Type: Full time Salary: $163,700.00 - $272,900.00 Job Requisition ID: R-038826 Posted: 30 Days Ago The company is searching for a VP, Assistant General Counsel...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Strategic Engagements & Publications - Member Supervision Full-Time Job Requisition ID: R-008594 **Bold Headline: Join the Team at FINRA as a Director, Strategic Engagements & Publications!** FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and ex...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, asses...
Litigation - Whistleblower Attorney / Litigation - Whistleblower - CFTC Attorney / Litigation - Whistleblower - Qui Tam Attorney / Litigation - Whistleblower - SEC Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Employment Attorney - Manage employment litigation and investigations related to whistleblower allegations. New York, New York; Boston, Massachusetts; Charlotte, North Carolina. $212,600.00 - $286,100.00 annualized salary. Bank of America is seeking an experienced Employment Attorney to join the...
Elder Law Attorney / Estate & Tax Planning Attorney in Woburn, MA
Woburn, MA
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: We are looking for a Sales-Savvy Estate Planning Attorney to join our growing team in Woburn, MA. We value our employees and we are committed to creating a workplace where they can thrive and live their best lives. You will be an integral part of our A-Team as we continue to grow. Job Responsibil...