19 jobs found for

Broker Dealer Attorney Jobs in District Of Columbia

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  • Finance - Banking Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: **H1: Mid-Level Associate: Financial Institutions Group at Cleary Gottlieb Steen & Hamilton LLP **H2: Exciting Opportunity for Mid-Level Associate in Financial Institutions Group at Top Law Firm! **Job Title: Mid-Level Associate: Financial Institutions Group **Job Location: New York or Washingt...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Nov 01, 2024

    SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Department: Securities Group Law Firm: Saul Ewing Saul Ewing, a leading law firm, is seeking an experienced senior associate or counsel to join our growing securities group. This is a fantastic opportunity to join a dynamic and entre...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 26, 2024

    SUMMARY: Salary information: The salary range for this role in Washington, DC (Headquarters) is $192,900 - $302,400 per year. This is based on data-driven market analysis and while it is not typical for an individual to be hired at or near the top of the range, a reasonable estimate of the salary range fo...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Nov 22, 2024

    SUMMARY: Principal Investigator, VAST - All FINRA Locations - Full time position - Located in various FINRA locations across the United States - Responsible for conducting complex risk-based investigations of FINRA member firms and registered representatives - Focus on investigating financial exploitat...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Nov 17, 2024

    SUMMARY: H1: FINRA is Hiring a Principal Intelligence Specialist for All FINRA Locations H2: Join the Financial Intelligence Unit and Make a Difference in Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience Level: Adv...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: H1 Friendly Headings: H1: Principal Investigator, VAST - All FINRA Locations H2: Overview of the Role H2: Essential Job Functions H2: Education and Experience Requirements H2: Salary Information H2: Important Information Bold Headlines: Principal Investigator, VAST - All FINR...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: Law Firm Seeking Financial Services Compliance & Regulatory Associate Mid-level to Senior Associate Positions Available in All Offices Salary Range: $260,000 - $330,000 (annualized) Davis Wright Tremaine LLP is currently seeking an experienced associate attorney to join our Financial Services P...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Principal Investigator, NCP - All FINRA Locations Full Time Posted Today R-008443 Organization: FINRA Job Requisition ID: R-008443 Overview: FINRA's National Cause Program (NCP) is seeking a Principal Investigator to join their team. The NCP is responsible for investigating potential ...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Corporate - Securities and Capital Markets Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 21, 2024

    SUMMARY: Mid-Level Securities Associate - Join Ice Miller's Business Practice Group in Multiple Locations! Law Firm Seeking Experienced Associate for Federal and State Securities Law Focus Job Title: Mid-Level Securities Associate Location: Chicago, Columbus, Indianapolis, Washington, D.C. Department: Busi...

  • Litigation - Securities Litigation - Defense Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Director, Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX/Chicago, IL/Boston, MA/Boca Raton, FL/Washington, DC/San Francisco, CA/Rockville, MD/Philadelphia, PA/New York, NY/Los Angeles, CA Overview: - The Enforcement Director manages a team of 5-8 attorneys respo...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: H1: Director, Regulatory Services Management - Full Time H2: Job Requisition ID: R-008259 Position Overview: The Director, Regulatory Services Management (RSM) is a key role within Market Regulation and Transparency Services (MRTS). This position is responsible for managing important operatio...

  • Legal Staff Paralegal in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) D...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: FINRA strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA's accommodation help line at 240.386.4865. Please note that this number is exclusively for inquiries regarding application accomm...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: All interested candidates should submit their resume through the FINRA career site at www.finra.org/careers – search for R-008330. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizensh...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 03, 2024

    SUMMARY: Vice President, Corporate Financing Department - Salary Information, Job Title and Experience Information - Job Title: Vice President, Corporate Financing Department - Salary: Ranges from $175,600 to $345,700 (depending on location and experience) - Experience: Minimum of 10 years in the securi...

  • Law Student - Public Interest in Washington, DC

    Washington, DC

    Type: Full Time | Posted Date: Sep 20, 2024

    SUMMARY: The PCAOB is a registered trademark of the Public Company Accounting Oversight Board. Summer 2025 Legal Intern at Organization - Apply Now! Are you a law student looking for a meaningful internship opportunity? Join the Public Company Accounting Oversight Board (PCAOB) as a legal intern and make ...