68 jobs found for

Broker Dealer Attorney Jobs in Clifton

per page
  • Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 25, 2024

    SUMMARY: Corporate Associate The candidate ‘must have 2-4 years of experience. Should have hands-on experience working with clients in investment banking and broker dealer matters, and mergers and acquisitions and other various strategic corporate transactions, including conducting and managing due dilige...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 01, 2024

    SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 24, 2024

    SUMMARY: SEO friendly job title: Wealth Management Capital Markets Attorney VP/ED H1 heading: Join Morgan Stanley as a Wealth Management Capital Markets Attorney VP/ED H2 heading: Exciting Opportunity for Experienced Attorney in Wealth Management Capital Markets at Morgan Stanley Overview: - Morgan Sta...

  • Litigation - Whistleblower Attorney / Litigation - Whistleblower - CFTC Attorney / Litigation - Whistleblower - Qui Tam Attorney / Litigation - Whistleblower - SEC Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: H1: Bank of America is looking for an experienced Employment Attorney to join their team. H2: Help drive Responsible Growth and make a difference with Bank of America. Title: Employment Attorney at Bank of America Salary: $212,600.00 - $286,100.00 annualized salary, offers to be determined ba...

  • Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...

  • Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Senior Counsel Derivatives OTC Clearing - Vice President The Senior Counsel Derivatives OTC Clearing - Vice President position at Deutsche Bank is a full-time role based in New York, NY. The successful candidate will have a Juris Doctor Degree and moderate years of U.S. legal experience gained at...

  • Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: H1: Legal Counsel – Investment Bank - Vice President H2: Overview Job Title: Legal Counsel – Investment Bank Corporate Title: Vice President Location: New York, NY Overview: Deutsche Bank is seeking a skilled lawyer to join their investment bank as a Legal Counsel. In this role, you ...

  • Finance - Structured Finance Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Job Title: Equity Derivatives Counsel - Director Experience: Extensive relevant experience at a law firm and/or broker-dealer Salary Range: $170,000 - $320,000 Location: New York, NY Overview: - Advise on a broad range of equity derivatives products, fixed income structured products, ...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: H1: Regulatory Attorney at New York Stock Exchange H2: Join NYSE Regulation as a Regulatory Attorney Overview: - The New York Stock Exchange (NYSE) is seeking a Regulatory Attorney to join NYSE Regulation. - NYSE Regulation is responsible for monitoring activities on the NYSE's equities an...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...

  • Employment Law - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Salary: $212,600.00 - $286,100.00 annualized Introduction: Bank of America is seeking an Employment Attorney to join their team and help drive Responsible Growth through a diverse and inclu...

  • Finance - Transportation Finance Attorney in Newark, NJ

    Newark, NJ

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: The Vice President of Corporate Counsel for Asset-Based Finance at Prudential will provide legal support for PGIM Fixed Income's securitized products group. This role offers an exciting opportunity for an experienced asset-based finance lawyer to join a global team of 13 lawyers and support the asse...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...

  • Trusts and Estates - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 07, 2024

    SUMMARY: If you are asked for personal information that does not appear to be related to your qualifications, please report it to [company]. c. Third party staffing agencies are not permitted to submit resumes/CVs through this Web site, job postings, recruiting programs, or directly to [company]. d. [c...

  • Corporate - Contract Law Attorney / Corporate - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 27, 2024

    SUMMARY: Further details about our values and the Barclays Mindset can be found on our website. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion site here . Risk and Control Obje...

  • Corporate - Asset/Investment Management Attorney / Finance - Financial Services Regulation Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 22, 2024

    SUMMARY: Law Firm Seeking Mid-Level to Senior Associate for Financial Services Compliance & Regulatory Role Overview: - Davis Wright Tremaine LLP, a leading law firm, is seeking an associate attorney with a minimum of four years’ experience in compliance and regulatory matters to join their Financial S...

People Also Searched