72 jobs found for

Broker Dealer Attorney Jobs in Clifton

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  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 28, 2024

    SUMMARY: The Counsel position is a full-time, remote hybrid role that offers the opportunity to work from anywhere in the United States. The position will support multiple broker-dealer lines of business, including marketing, cash products, retail retirement, and a phone-based advisor service group. The Coun...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President - Location: New York, NY - Job Type: Full Time - Posted: 13 Days Ago - Job Requisition ID: R034...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Investment Banking Counsel - Vice President (M&A and Capital Markets) Overview Deutsche Bank is seeking an experienced Mergers & Acquisitions (M&A) and capital markets attorney to join their Legal Department as a Vice President in New York City. This role will provide legal support and risk ma...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 20, 2024

    SUMMARY: H1: Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal and Compliance Professional for Hybrid Role at Marsh McLen...

  • Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 16, 2024

    SUMMARY: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Vice President: - Job Title: Investment Banking Counsel (Mergers & Acquisitions and/or Capital Markets) - Corporate Title: Vice President - Location: New York, NY - Job ID: R0354979 - Full/Part-Time: Full-time - Reg...

  • Finance - Banking Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 21, 2024

    SUMMARY: H1: Cleary Gottlieb: Mid-Level Associate Position in Financial Institutions Group H2: Join Our Team: Mid-Level Associate for Financial Institutions Group at Cleary Gottlieb Law Firm: Cleary Gottlieb Steen & Hamilton LLP Job Title: Mid-Level Associate in Financial Institutions Group Experience:...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 20, 2024

    SUMMARY: SEO Friendly Job Title: Chief Counsel and Chief Compliance Officer at Marsh McLennan H1 Heading: Join Our Team as Chief Counsel & Chief Compliance Officer at Marsh McLennan H2 Heading: Lead Legal and Compliance for Marsh McLennan in 3 Locations Bold Headlines: - Hybrid role with flexibil...

  • Corporate - Securities and Capital Markets Attorney / Fintech & Blockchain Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Summary: Law Firm: Cole-Frieman & Mallon LLP Job Title: Corporate and Securities Associate Experience: Minimum 3 years in securities law, 2 years in cryptocurrency, blockchain, and digital assets Salary: $115k - $225k (based on experience) Responsibilities: - Provide legal advice on federa...

  • Corporate - Securities and Capital Markets Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 01, 2024

    SUMMARY: Job Title: Senior Associate or Counsel (Corporate Securities) Salary: $230,000 - $260,000 Experience: At least 6 years Department: Securities Location: Multiple Offices (Boston, New York, Philadelphia, Washington DC) Saul Ewing, a leading law firm, is seeking an experienced senior associate o...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Job Title: Associate General Counsel, Regulatory Salary Information: - Minimum Salary: $149,600 - Maximum Salary: $351,200 - Actual compensation based on factors such as skill set, experience, education, and internal peer comparisons. - Full pay ranges provided for candidate to consider growth ...

  • Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Nov 07, 2024

    SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...

  • Employment Law - General Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 15, 2024

    SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Salary: $212,600.00 - $286,100.00 annualized Introduction: Bank of America is seeking an Employment Attorney to join their team and help drive Responsible Growth through a diverse and inclu...

  • Finance - Transportation Finance Attorney in Newark, NJ

    Newark, NJ

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: The Vice President of Corporate Counsel for Asset-Based Finance at Prudential will provide legal support for PGIM Fixed Income's securitized products group. This role offers an exciting opportunity for an experienced asset-based finance lawyer to join a global team of 13 lawyers and support the asse...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Full Time *Locations: Washington, DC Jersey City, NJ Jericho, NY Denver, CO Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Woodbridge, NJ San Francisco, CA Rockville, MD Philadelphia, PA New York, NY Los Angeles, CA *Salary Range: Varies ...

  • Litigation - Securities Litigation - Defense Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Senior Litigation Counsel, Enforcement - Represent FINRA in complex disciplinary and non-disciplinary proceedings, brief and argue appeals, and provide guidance and advice to Member Supervision and the Member Application Program. H1: Senior Litigation Counsel, Enforcement - Represent FINRA in Com...

  • Finance - Transportation Finance Attorney in Newark, NJ

    Newark, NJ

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: H1: VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary ran...

  • Litigation - Securities Litigation - Defense Attorney in New York City, NY

    New York City, NY

    Type: Full Time | Posted Date: Oct 08, 2024

    SUMMARY: - Job Title: Assistant Chief Counsel - Location: Washington D.C. - Time Type: Full Time - Job Requisition ID: R1090 - Organization: Public Company Accounting Oversight Board (PCAOB) - Mission-driven organization focused on global investor protection - Nonprofit organization established by Cong...

  • Real Estate - Leasing Attorney in East Rutherford, NJ

    East Rutherford, NJ

    Type: Full Time | Posted Date: Oct 10, 2024

    SUMMARY: Pay Type Salary Corporate Leasing Attorney at American Dream - Job Description H1: Join Our Team as a Corporate Leasing Attorney at American Dream H2: Overview American Dream, located in East Rutherford, New Jersey, is seeking a Corporate Leasing Attorney to join our team. American Dre...

  • Attorney in Woodbridge, NJ

    Woodbridge, NJ

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status ...

  • Attorney in Jersey City, NJ

    Jersey City, NJ

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: H1: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location H2: Role Overview - Responsible for providing strategic leadership and guidance to the Office of Strategic Engagement (OSE) in developing publications for member firms and materials for the FINRA Board o...

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