Broker Dealer Attorney Jobs in Charlotte
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Title: VP, Associate Counsel - Regulatory Enforcement Experience: Minimum of 6 years of securities regulatory enforcement experience Salary Range: $163,700 - $272,900 Location: Fort Mill/Charlotte, Boston, San Diego, Washington DC Time Type: Full time Posted On: Posted Today Job Re...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: Job Title: VP Assistant General Counsel Location: San Diego, Fort Mill/Charlotte Time Type: Full time Salary Range: $180,000-$300,100 per year Overview: LPL Financial, a leader in the financial services industry, is seeking a Vice President, Assistant General Counsel to join their corporate l...
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Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 28, 2024
SUMMARY: H1 Counsel Position at Ameriprise Financial H2 Join Our Team as a Counsel at Ameriprise Financial Overview Ameriprise Financial is seeking a Counsel to join our General Counsel's Organization (GCO) team. In this role, you will provide legal advice and transaction support to our broker-deale...
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Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: LPL Financial is a leading independent broker-dealer and investment advisory firm with a clear mission: to take care of our advisors so they can take care of their clients. We are one of the largest organizations of independent financial advisors in the United States, with over 17,000 advisors in mo...
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Corporate - Asset/Investment Management Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 27, 2024
SUMMARY: Apply for AVP, Associate General Counsel at Leading Financial Services Firm - Competitive Salary Benefits! H1: Join Our Team as AVP, Associate General Counsel at Leading Financial Services Firm H2: Exciting Opportunity for Legal Professionals at LPL Financial Are you a team player with a ...
Employment Law - General Attorney in Fort Mill, SC
Fort Mill, SC
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Job Title: AVP, Associate Counsel, Employment Business Unit Support Location: Fort Mill, SC or San Diego, CA Salary Range: $128,900.00 - $214,900.00 Employment Type: Full-time Experience: Three plus years in employment law Job Overview: LPL Financial, a leader in the financial services ind...
Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: LPL Financial is looking for a VP Assistant General Counsel to join their corporate legal advice team in either San Diego or Fort Mill/Charlotte. This role will report to a Senior Vice President and provide strategic legal advice to various business units, primarily focusing on the broker-dealer and...
Finance - Financial Services Regulation Attorney / Probate Attorney / Trusts and Estates - General Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The Legal Department at LPL Financial is currently seeking an AVP, Associate Counsel to support the firm and our financial professionals in providing financial services to clients across the United States. This role will provide legal advice on agreements, laws and regulations impacting vulnerable i...
Corporate - Contract Law Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: The AVP, Associate Counsel, Institutional Services will be responsible for providing legal advice and support to the Institutional Services business at LPL Financial. This role will involve drafting and negotiating agreements, providing guidance on securities, banking, and insurance regulations, and...
Corporate - Asset/Investment Management Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Please note, any information provided regarding a job application will not be kept on file and will not be used in any manner for any other purpose. Title: VP, Assistant General Counsel, Alternative Investments - Join LPL Financial's Legal Team H1: Join the LPL Financial Legal Team as VP, As...
Litigation - Whistleblower Attorney / Litigation - Whistleblower - CFTC Attorney / Litigation - Whistleblower - Qui Tam Attorney / Litigation - Whistleblower - SEC Attorney in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: Job Title: Employment Attorney Location: New York, New York; Boston, Massachusetts; Charlotte, North Carolina Company: Bank of America Department: Legal H1: Employment Attorney Opportunity at Bank of America in Multiple Locations H2: Join Our Team and Help Drive Responsible Growth Bank of ...
Legal Staff Paralegal in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Oct 13, 2024
SUMMARY: Parental leave (based on eligibility) Employee Assistance Program Adoption assistance Professional development Flexible spending accounts for health and dependent care Tuition reimbursement Employee Stock Purchase Plan Commuter benefits Pet insurance Auto, home an...
Law Student - Public Interest in Charlotte, NC
Charlotte, NC
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Summer 2025 Legal Intern at PCAOB - Protect Investors and Drive Audit Quality H2: Join us and Make a Difference in Global Investor Protection Organization: PCAOB Job Title: Legal Intern Experience: Law student currently enrolled in an accredited law school Salary: Competitive hourly rate ...