Banking Regulatory Associate Jobs
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Finance - Banking Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 03, 2024
SUMMARY: Employee Assistance Program (EAP) Tuition reimbursement LifeMart discount center Charitable contribution match Employee Stock Purchase Plan Flexible spending accounts (dependent care, health care, commuter) Legal assistance Pet insurance Discounted parking or public t...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: Director, Counsel - Bank Regulatory: A Top-Tier Global Financial Group is Seeking a Qualified Candidate in New York City, NY H1: Director, Counsel - Bank Regulatory H2: Join a Top-Tier Global Financial Group in New York City Are you an experienced bank regulatory counsel looking for a new opp...
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Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 04, 2024
SUMMARY: Job Title: Director, Counsel - Bank Regulatory Experience: At least 8 years of bank regulatory practice Salary Range: $182,000.00 - $260,000.00 Location: New York, NY Company: SMBC Group Department: Legal H1: Join SMBC Group as a Director, Counsel - Bank Regulatory H2: Exciting Opportunity ...
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Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Litigation - Financial Services - Defense Attorney in Columbus, OH
Columbus, OH
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Control Functions Attorney - Legal and Regulatory Change Management - Assistant Vice President, Sr. Counsel Salary: Not mentioned Job Title: Control Functions Attorney - Legal and Regulatory Change Management - Assistant Vice President, Sr. Counsel Experience: Three or more years of experie...
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Finance - Banking Attorney / Finance - Financial Services Regulation Attorney / Litigation - Financial Services - Defense Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: The Control Functions Attorney - Legal and Regulatory Change Management - Assistant Vice President, Sr. Counsel will play a pivotal role in monitoring, analyzing, and advising on regulatory changes impacting Consumer & Community Banking (CCB). This is a full-time position within the Corporate Sector...
Finance - Banking Attorney / Litigation - Securities Litigation - Defense Attorney in Addison, TX
Addison, TX
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Law Firm Seeking Securities Litigation & Regulatory Associate Attorney in Dallas, TX Bressler, Amery & Ross, a national law firm, is seeking a Securities Litigation & Regulatory Associate Attorney to join our Dallas office. This is a great opportunity for an experienced attorney to work with a dy...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 29, 2024
SUMMARY: This job posting is for a Director, Legal Counsel, Bank Regulatory Attorney position within Scotiabank's U.S. Legal Department. The role is based in New York City and offers a salary range of $240,000 to $286,000. The successful candidate will be responsible for providing legal advice and counsel on...
Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Greensboro, NC
Greensboro, NC
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: • Minimum of 3 years of experience in securities, bank regulatory, and corporate transactional matters • Strong academic credentials • Excellent written and verbal communication skills • Ability to work independently and be a team player • A general familiarity with 1933 Act and 1934 A...
Corporate - General Attorney / Corporate - M&A Attorney / Corporate - Securities and Capital Markets Attorney / Finance - Financial Services Regulation Attorney in Raleigh, NC
Raleigh, NC
Type: Full Time | Posted Date: Nov 10, 2024
SUMMARY: • Juris Doctorate degree from an accredited law school and current license to practice law in North Carolina • 5 years of experience in securities, bank regulatory, and corporate transactional work • Knowledge of the 1933 Act, 1934 Act, and other federal and state securities laws • Abili...
Finance - Financial Services Regulation Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Law Firm Seeks Financial Regulatory Associate in Washington, DC The Role: - Seeking a Financial Regulatory Associate with 2-5 years of experience in US financial regulatory advisory matters - Must have exposure to securities, investment management, banking, derivatives, and Fintech (including...
Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Nov 15, 2024
SUMMARY: Job Title: Director and Managing Counsel, Corporate and Investment Banking Legal - TD Securities H1: Join Our Team as a Director and Managing Counsel at TD Securities! H2: Experienced Senior Attorney Needed for Capital Markets and Corporate Advisory Matters Salary Information: $250,000 - $300,000...
Finance - Banking Attorney / Administrative Law Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 20, 2024
SUMMARY: Counsel II - Enforcement and Investigations Unit - (240008UH) Summary: - The Division of Banks is hiring for the role of Counsel II in their Enforcement & Investigations Unit. - This role will provide legal support to the Division's Consumer Assistance and Enforcement & Investigations functio...
Corporate - General Attorney / Finance - Banking Attorney in Honolulu, HI
Honolulu, HI
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Assistant Legal Counsel Location: Honolulu, HI Company: Central Pacific Department: Legal Salary Range: $83,578.00 - $114,920.00 Annually Experience: 2 years practicing law Education: Bachelor's degree and Juris Doctorate from accredited schools License/Certification: Hawaii Lic...
Corporate - General Attorney / Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: The Senior Counsel - Commercial Lending & Transactional position in Los Angeles, California is a hybrid role within the legal department of City National Bank. This role requires a minimum of 10 years of experience providing legal counsel and advice in a specific area of expertise. The Senior Counse...
Finance - Banking Attorney in Milwaukee, WI
Milwaukee, WI
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: Software Powered by iCIMS www.icims.com - Banking/Transactional Attorney - Salary range: $90,000-$130,000 per year, depending on experience and location - Regular full-time position in Milwaukee, WI - Reporting to Deputy General Counsel, with direction from Associate General Counsel and Comme...
Finance - Banking Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: First American Bank is an equal opportunity employer and gives consideration for employment to qualified applicants without regard to race, sex, ethnicity, color, national origin, religion, age, disability, sexual orientation, gender identity, genetic information, veteran status, pregnancy or any ot...
Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in Columbia, SC
Columbia, SC
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Farm Credit Bank Salary Information: Salary Range: $120,000 - $150,000 per year (based on experience) Benefits: Comprehensive benefits package including medical, dental, vision, retirement, and paid time off Bonus: Eligible for annual performance-based bonus Travel: Minimal travel requi...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 25, 2024
SUMMARY: Bullet points: - Lending Counsel, Director role at SMBC Group in New York, NY - Global financial group with over 400 years of history and presence in nearly 40 countries - Part of Sumitomo Mitsui Financial Group, Inc. (SMFG), one of the three largest banking groups in Japan - Anticipated salary ...
Finance - Banking Attorney / Litigation - General (consumer) Attorney in San Francisco, CA
San Francisco, CA
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Level #Legal #FullTime #Hybrid The Varo Legal team is seeking a Counsel to join their experienced in-house team to provide legal guidance in various areas of financial services. This role will involve collaborating with other departments to develop new products, negotiate agreements, and provide ...
Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Oct 28, 2024
SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...