Banking Compliance Attorney Jobs in Great Neck
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Sponsored Job
Director Compliance
Prudential Financial, Inc | Newark, NJ
Type: Full-Time | Posted Date: May 25, 2021
SUMMARY: Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, applicable securities laws and regulations, and with appliable FINRA rules; ...
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Sponsored Job
Senior Compliance Counsel
| New York City, NY
Type: Full-Time | Posted Date: Aug 26, 2022
SUMMARY: Senior Compliance Counsel The candidate will be expected to serve as Group’s DPO and as a member of the Global Legal Team and manage another direct report. Will experience leading and scaling privacy teams and privacy programs, including internal policies, data lifecycle, and employee training. N...
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Sponsored Job
Fixed Income Global Capital Markets Compliance
Morgan Stanley | New York City, NY
Type: Full-Time | Posted Date: Nov 08, 2022
SUMMARY: Fixed Income Global Capital Markets Compliance The candidate will provide real time advise to business on various regulatory and policy matters. Actively monitor regulatory developments and trends, and coordinate with the business unit to comply with new or amended regulations. Design and deliver a...
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Corporate - Compliance Attorney in Fort Lee, NJ
Fort Lee, NJ
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Senior Regulatory Compliance Counsel at Cross River Experience: Proven experience as a legal counsel in a business environment Salary: $250,000.00 - $300,000.00 Location: Fort Lee, New Jersey, United States Company: Cross River Department: Compliance H1: Join Cross River...
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Information Technology Attorney / Litigation - General (consumer) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Requisition Number 2110052 Apply Now Senior Vice President, Counsel- Technology and Innovation at BNY Job Title: Senior Vice President, Counsel- Technology and Innovation Department: Global Data, Intellectual Property, Technology & Innovation (DITI) Team Job Category: Legal Counsel Loca...
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Employment Law - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Summary: Title: Senior Counsel, Employment - Vice President Location: New York, NY Type: Full Time Posted: 13 Days Ago Job Requisition ID: R0339824 Overview: As Senior Counsel, Employment, you will provide legal guidance and counsel to human resources, managers, and teams within a financi...
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Corporate - Asset/Investment Management Attorney / Real Estate- Commercial Transactions Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 19, 2024
SUMMARY: Remote work **Associate General Counsel – Commercial Real Estate and Investment Banking (Hybrid)** **Job Title:** Associate General Counsel **Department:** Legal **Company:** M&T Bank **Location:** New York, NY (Hybrid position - in-office work 3 days/week, potential for remote work...
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Bankruptcy-General Attorney / Bankruptcy – Restructuring (Chap. 11) Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 09, 2024
SUMMARY: Minimal to no lifting or other physical demands. Preferred Qualifications: In-house counsel experience at a bank or other financial institution. Experience with financial services sector and/or commercial loan workouts and restructurings. Familiarity with the legal and regulatory landscap...
Corporate - Securities and Capital Markets Attorney / Finance - Banking Attorney / Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: We are committed to providing reasonable accommodations to candidates with disabilities in the recruitment process as required under applicable law. Salary: $172K - $222K Job Title: Regulatory Counsel, Vice President Experience: 4 years Location: New York, NY Key Responsibilities: •...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Senior Counsel, Payments - Legal Opportunity at eBay H1: Senior Counsel, Payments - Legal Opportunity at eBay H2: Join a Global Leader in Ecommerce and Help Shape the Future of Payments Senior Counsel, Payments - Legal Opportunity at eBay At eBay, we're more than just an ecommerce compan...
Finance - Banking Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: SEO Friendly Job Title: Senior Counsel, Credit at Robinhood H1: Join the Team at Robinhood: Senior Counsel, Credit Role H2: About the Senior Counsel, Credit Role at Robinhood Bold Headlines: - Join a Leading Fintech Company Revolutionizing the Financial Markets - Be Part of a Team Worki...
Tax - General Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: The Tax Services Manager position at EY is a highly competitive role within the Financial Services Organization (FSO). With a focus on high-ethical standards and integrity, EY expects all candidates to demonstrate these qualities. This role offers a unique opportunity for individuals to build a care...
Tax - General Attorney in Melville, NY
Melville, NY
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Tax Services Manager - Financial Services - Global Compliance and Reporting - Real Estate - EY Salary Information: - Salary range for most geographic locations in the US: $89,400 to $163,800 - Salary range for New York City Metro Area, Washington State, and California (excluding Sacramento): $1...
Health Care - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Life Sciences / Healthcare Compliance and Investigations (Senior Associate or Of Counsel): Paul Hastings Law Firm is Hiring - Seeking a Senior Associate or Of Counsel for the growing Life Sciences & Healthcare Practice within our Litigation Department - Minimum 7 years of experience in governmen...
Health Care - General Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Position: Life Sciences / Healthcare Compliance and Investigations Associate (3rd-6th Year) Salary Range: $260,000 - $390,000 annually Location: New York, Houston, Los Angeles, or Orange County Experience: At least 3-6 years of government-facing life sciences/healthcare investigations and/or U.S....
Litigation - Anti-corruption and the Foreign Corrupt Practices Act - Defense Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Lateral Associate – Regulatory/Bank Secrecy Act/Anti-Money Laundering Compliance Law Firm is looking for an experienced Associate to join their New York office with at least two years of experience in advising companies on U.S. Bank Secrecy Act/Anti-Money Laundering Compliance. This position...
Finance - Transportation Finance Attorney in Newark, NJ
Newark, NJ
Type: Full Time | Posted Date: Sep 22, 2024
SUMMARY: H1: VP, Corporate Counsel, Asset-Based Finance - Prudential H2: Experienced Asset-Based Finance Lawyer Wanted in Newark, NJ Prudential is seeking a VP, Corporate Counsel with expertise in asset-based finance to join their team in Newark, NJ. This is a full-time role with a competitive salary ran...
Finance - Financial Services Regulation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: H1: Airwallex is hiring for a Senior Counsel position in Legal, Risk and Compliance with a focus on product partnerships. H2: Join our global team of over 1,500 employees and help us build the future of unified payments and financial solutions for businesses worldwide. Bold headline: Senior Co...
Corporate - Compliance Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: Compliance Risk Management Lead - Vice President Salary: $128,250.00-$195,000.00 per year Job Title: Compliance Risk Management Lead - Vice President Experience: Minimum 5 years of compliance/legal experience at a major law firm, regulator, fund, or financial institution Location: New Yo...
Health Care - Compliance, Transactions, HIPAA Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: ...
Insurance - Regulatory & Compliance Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Insurance Regulatory Associate The candidate will be responsible for: conducting legal research, preparing written documents such as legal memos and opinion letters, communicating with regulators, preparing contracts, analyzing insurance related contracts and other types of agreements, attending he...
ERISA/Executive Compensation Transactions & Compliance Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: **Carmody Torrance Sandak & Hennessey LLP – Employee Benefits Associate** Carmody Torrance Sandak & Hennessey LLP (CTS&H) is seeking an experienced attorney to join its Employee Benefits & Executive Compensation practice. The ideal candidate should have a minimum of five years of experience in ...
ERISA/Executive Compensation Transactions & Compliance Attorney in Stamford, CT
Stamford, CT
Type: Full Time | Posted Date: Sep 05, 2024
SUMMARY: Law Firm Seeking Employee Benefits Associate with 3-6 Years Experience - CT or Remote Salary Information: - Competitive salary commensurate with experience - Comprehensive benefits package including health, dental, and vision insurance - 401k plan with employer match - Paid time off and parental le...