Associate Principal Counsel Jobs in West Palm Beach
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while also benefiting fr...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Job Title: Senior Principal Analyst, Risk Monitoring – Large Diversified – All FINRA Locations Organization: FINRA Department: Risk Monitoring Experience: Prior experience in FINRA's Exam and/or Risk Monitoring program preferred Education: Bachelor's Degree in Finance, Accounting, Business o...
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Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Principal Investigator, VAST - FINRA Locations Summary: FINRA, a financial regulatory organization, is seeking a Principal Investigator for their Vulnerable Adults and Seniors Team (VAST) in various locations across the United States. This individual will be responsible for investigating finan...
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Litigation - Labor & Employment Attorney in Juno Beach, FL
Juno Beach, FL
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: H1: Principal Employment Attorney at NextEra Energy H2: Join Our Team in Juno Beach, FL Job Summary: NextEra Energy is seeking a Principal Employment Attorney to join our world-class team at our headquarters in Juno Beach, FL. As the largest electric company in America, we are committed to prov...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: FINRA abides by the requirements of 41 CFR 60-1.4(a), 60-300.5(a) and 60-741.5(a). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: ## Summary: - Job title: Principal Analyst, Regulatory Services Management - Organization: FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years o...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Senior Principal Analyst, Regulatory Services Management H1 Heading: Join FINRA's Regulatory Services Management Team as a Senior Principal Analyst H2 Heading: Work with Market Regulation and Transparency Services to Ensure Regulatory Compliance Summary: The Senio...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Post...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Risk Monitoring Principal Analyst - Any FINRA Location Full Time - Posted Today R-008249 JOB SUMMARY The Risk Monitoring Principal Analyst is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. This...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: All resumes submitted by search firms to any employee at FINRA without a valid written agreement and task order in place will be deemed the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. Associate Principal Analyst, Risk Monitoring - Any FINRA Location ...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: About FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission (SEC), while als...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 30, 2024
SUMMARY: Partner Tax Preparation Advisor (PTPA) - Manager PwC is seeking a Manager to join their Internal Tax team, providing internal services related to financial services, treasury, and taxation. This position will involve working with a national team of dedicated tax professionals to provide tax complia...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: SEO Friendly Job Title: Enforcement Counsel at FINRA H1: Join FINRA as an Enforcement Counsel and Make a Difference in Financial Regulatory Matters H2: Resolve Non-Complex Enforcement Matters and Contribute to High Quality Work for Large Complex Matters Organization: FINRA Department: En...
Tax - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Tax Managing Director, National Tax Office – Transfer Pricing Salary Information: - Bachelor's degree or equivalent: $65,000-$80,000 - Master's degree, LL.M Tax, or JD: $80,000-$100,000 - Fifteen (15) or more years in Transfer Pricing: $150,000-$200,000 - IRS/Treasury experience: $100,000-$150,0...