Associate Investigator Jobs in Newton
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 25, 2024
SUMMARY: The Sr. Associate Investigator, Compliance & Ethics at Commonwealth Care Alliance (CCA) is responsible for leading, conducting, documenting, and completing compliance investigations. This role will ensure that all investigations are properly scoped and conducted in accordance with CCA's culture, val...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Oct 07, 2024
SUMMARY: Summary: Position: Principal Investigator, VAST - All FINRA Locations Salary: Ranges from $92,500 to $200,200 depending on location and experience Job Requisition ID: R-008480 The Principal Investigator role is a full-time position within FINRA's National Cause and Financial Crimes Program (...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 22, 2024
SUMMARY: Essential Job Functions: Independently leads and/or participates in investigations of medium to high and high complexity matters under limited supervision. Conducts examination tasks that may include, but is not limited to: (1) reviews conducted in collaboration with Member Supervision examina...
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Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Nov 07, 2024
SUMMARY: FINRA abides by the requirements of 29 CFR 503. This regulation prohibits discrimination against qualified individuals on the basis of disability, and requires affirmative action by covered contractors and subcontractors to employ and advance in employment qualified individuals with disabilities. ...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Senior Director, Enforcement Central Intake Group - Full Time FINRA, the Financial Industry Regulatory Authority, is currently seeking a highly skilled and experienced Senior Director to lead our Enforcement Central Intake Group (CIG). This position is responsible for overseeing the intake, asses...
Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Principal Investigator, NCP, is responsible for conducting extensive background searches and providing subject matter expertise for FINRA investigations. This is a full-time position with a competitive salary range based on location, experience, and qualifications. Candidates with a Bachelor's d...
Corporate - Securities and Capital Markets Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...