Assistant General Counsel Regulatory Jobs in Monrovia
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Assistant General Counsel, Regulatory
FINRA. | Los Angeles, CA
Type: Full-Time | Posted Date: Oct 19, 2022
SUMMARY: Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. With limited oversight, advis...
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Health Care - Compliance, Transactions, HIPAA Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Department of Children's Hospital Los Angeles is currently seeking a highly skilled and experienced Assistant General Counsel to join our team. This is a full-time, on-site position located in Los Angeles, California. The Assistant General Counsel - Regulatory will provide legal support to all le...
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Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: The organization is seeking an experienced Assistant General Counsel, Regulatory to join their team. The ideal candidate will have a law degree from an accredited law school, admission to a bar, and a minimum of 6-8 years of directly related legal experience. They should also have advanced knowledge...
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Finance - Financial Services Regulation Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: SEO Friendly Job Title: Assistant General Counsel - Prudential Bank Regulatory Attorney H1: Join U.S. Bank as an Assistant General Counsel - Prudential Bank Regulatory Attorney H2: Opportunity for Experienced Attorney at U.S. Bank Law Division Bold Headlines: - Join a Journey to Do Our Bes...
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Insurance Defense - General Attorney / Professional Liability Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 24, 2024
SUMMARY: Overview: • Position: Assistant General Counsel - Litigation • Location: Los Angeles, California (100% on-site) • Salary Range: $169,936.00-$305,760.00 • Organization: Children's Hospital Los Angeles (CHLA) • Department: Office of the General Counsel • Employment Type: Full-time ...
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Corporate - Securities and Capital Markets Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Litigation - Securities Litigation - Defense Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Associate General Counsel, Regulatory - Full Time Posted Yesterday Job Requisition ID: R-008412 The organization is looking for an Associate General Counsel, Regulatory to manage the complete life cycle of adopting new regulatory requirements. This includes providing expert knowledge and ad...
Finance - Banking Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: COUNSEL- BANKING OPERATIONS: A POSITION WITH CITY NATIONAL BANK City National Bank is seeking a mid-level attorney with 5-10 years’ relevant experience to join our legal team. In this role, you will support commercial, consumer and professional deposit activity, and general bank operations. As ...
Corporate - Contract Law Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 12, 2024
SUMMARY: Job Title: Assistant General Counsel - Contract Review and Compliance H1: Join Arnold & Porter as an Assistant General Counsel! H2: Lead Contract Review and Compliance in a Fast-Paced Environment Responsibilities: - Create efficient workflow for third-party contract review - Draft and negot...
Finance - General Attorney / Litigation - Commercial Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Consumer Financial Services/Commercial Litigation Junior Associate Location: Los Angeles, CA Salary: $200,000 - $225,000 Experience: 1-3 years Ballard Spahr, a national law firm with over 600 lawyers and 15 offices across the U.S., is seeking a highly qualified junior associate to j...
Finance - General Attorney / Litigation - Commercial Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Ballard Spahr is seeking a highly qualified mid-level associate to join its thriving consumer finance and commercial litigation practices in Los Angeles. This is an excellent opportunity for professional growth in a collegial environment of a national law firm. The ideal candidate will have three to...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: OPERATIONS RESEARCH ANALYST Department of the Air Force Air Force Civilian Career Training Summary The PALACE Acquire Program offers you a permanent position upon completion of your formal training plan. As a Palace Acquire Intern you will experience both personal and professional growth while...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...
Legal Staff Paralegal in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Bold Headline: Paralegal, Enforcement - Join Our Team at FINRA! H1: Paralegal, Enforcement - Legal Support at FINRA H2: Essential Job Functions: - Perform legal research for staff attorneys - Assist with preparing and sharing exhibits for testimony - Conduct customer interviews and prepar...
Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: Logistics Management Specialist Department of the Air Force Air Force Materiel Command AFPC CSA Force Renewal/DP2ICR - MAJCOM's Will Vary Summary Click on "Learn more about this agency" button below for IMPORTANT additional information. The primary purpose of this position is to serve in a...
Tax - General Attorney in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jul 30, 2024
SUMMARY: Tax Senior - Sustainability, Climate & Equity - Renewable Energy - Salary range: $63,420 - $144,300 - Job title: Tax Senior - Sustainability, Climate & Equity - Renewable Energy - Experience: 3 years in related field - Location: 60 locations available - Company: Deloitte Tax LLP - Department: Busin...
Legal Staff Paralegal in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Aug 07, 2024
SUMMARY: ## Corporate Paralegal/Contracts Administrator **Overview:** Raleigh Enterprises is searching for a Corporate Paralegal and Contracts Administrator to provide support to the General Counsel. This is a career-level individual contributor role accountable for providing paralegal generalist support,...
Legal Staff Paralegal in Los Angeles, CA
Los Angeles, CA
Type: Full Time | Posted Date: Jul 19, 2024
SUMMARY: SEO Friendly Job Title: Paralegal - International Matters and Corporate Compliance H1 Heading: Join Our Legal Team as a Paralegal H2 Heading: Assist with International Matters and Corporate Compliance at TCW Position Summary: - Assist legal team with international matters and general corpo...
Legal Staff Paralegal in Pasadena, CA
Pasadena, CA
Type: Full Time | Posted Date: Jul 18, 2024
SUMMARY: Paralegal - Tax Controversy Department (Full-Time) - Seattle, WA Moss Adams is looking for a highly motivated and organized Paralegal to join our Tax Controversy team. In this role, you will assist with various legal processes and provide general support to the business unit. If you thrive in a c...