Assistant General Counsel Regulatory Jobs in Fort Lauderdale
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Other Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 03, 2024
SUMMARY: ADM Job Type Experienced Travel No Job Posting Jun 10, 2021, 12:00:00 AM Unposting Date Ongoing Req ID 077009 The company is seeking a Senior Regulatory Counsel to join their North America Office of General Counsel. The ideal candidate will have at least 8 years of experience in a law firm, ...
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Corporate - Contract Law Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 09, 2024
SUMMARY: Summary: Job Title: Counsel Company: Beckman Coulter Life Sciences Location: Chaska, Minnesota or Miami, Florida Experience: 3 years in a law firm transactional practice Salary: Competitive package including paid time off, medical/dental/vision insurance and 401(k) Join the team at Beckma...
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Finance - Banking Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 11, 2024
SUMMARY: First American Bank is an equal opportunity employer and gives consideration for employment to qualified applicants without regard to race, sex, ethnicity, color, national origin, religion, age, disability, sexual orientation, gender identity, genetic information, veteran status, pregnancy or any ot...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Oct 15, 2024
SUMMARY: https://www.dol.gov/agencies/whd/field-assistance-bulletins/2012-2 Associate General Counsel - Securities and Commercial Transactions Job ID: 9230 Location: Miami, FL Date Posted: 10/11/2024 Work Style: Hybrid Overview: Join the Carnival Corporation team and play a vital role in provi...
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Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Nov 13, 2024
SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...
Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Salary: $242,000 - $399,100 per year Job Title: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15 years Organization: Public Company Accounting Oversight Board (PCAOB) Department: Division of Registration and Inspections (DRI) Location: Washington, DC (He...
Employment Law - General Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Nov 04, 2024
SUMMARY: Senior Lead Counsel - HR Legal: Job Summary and Overview Citi is seeking a highly experienced Senior Lead Counsel to join their HR Legal team as the head for the LatAm cluster. This role will be responsible for managing a team of employment lawyers and providing legal support and advice to senior...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
Legal Staff Paralegal in Fort Lauderdale, FL
Fort Lauderdale, FL
Type: Full Time | Posted Date: Oct 23, 2024
SUMMARY: Corporate Paralegal - Conduct legal research and provide support for regulatory enforcement team H1: Join Our Team as a Corporate Paralegal and Support Our Regulatory Affairs Practice Group H2: Discover Exciting Opportunities with Progressive As a part of Progressive's Regulatory Affairs Prac...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time posted on Posted Today job requisition id R-008594 The Director, Strategic Engagements & Publications, is responsible for supporting the Office of Strategic Engagement (OSE) in providing...
Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
Attorney in Miami, FL
Miami, FL
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: Assistant General Counsel Duties: Assist the Chief Legal Officer and senior management in identifying and managing significant legal and compliance risks and opportunities. Serve as a strategic legal advisor to the company, providing legal advice and services in a variety of areas, which may includ...