14 jobs found for

Assistant General Counsel Regulatory Jobs in Boulder

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  • Energy - Renewables - Transactional Attorney in Boulder, CO

    Boulder, CO

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: SEO Friendly Job Title: Experienced Assistant General Counsel for Renewable Energy Company H1 Heading: Join Our Team as an Assistant General Counsel for Renewable Energy Project Development and Finance H2 Heading: Exciting Opportunity to Make Clean Energy the #1 Source of Electricity Respon...

  • Advertising & Marketing Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Telecommuting options Employee assistance program Tuition and certification reimbursement One employee stock purchase plan Flexible spending accounts (dependent care and health care) On-site banking and cafeteria Prepaid legal plans Pet insurance Employee discounts on...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...

  • Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Consumer Financial Services Litigation Senior Associate Responsibilities: - Defend financial institutions in complex commercial litigation, with a focus on class actions and regulatory enforcement actions - Advise clients on regulatory matters, assist in the design and documentation of credit pr...

  • Corporate - M&A Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Job Title: Assistant General Counsel, Mergers & Acquisitions (Hybrid) Location: United States Salary: Competitive pay with annual bonus opportunity H1: Join Our Team as Assistant General Counsel, Mergers & Acquisitions H2: Work with the Global Leader in Testing, Inspection, and Certification ...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time Posted Today Job Requisition ID: R-008594 FINRA is seeking a Director, Member Supervision Strategic Engagements & Publications to join our team. This position can be located in any FINRA offi...

  • Corporate - M&A Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Your job title should be SEO friendly and H1 and H2 friendly. Corporate Counsel at Gusto, Inc. - Legal and Compliance Role - Denver, San Francisco, and New York Locations Experience: 7 years of combined legal experience (law firm & in-house) As a Corporate Counsel at Gusto, Inc., you wil...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...

  • Corporate - General Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Corporate Counsel & Assistant Corporate Secretary - Exciting Opportunity with Competitive Salary! Are you a legal professional looking for a new challenge? Do you have experience in corporate governance and regulatory compliance? If so, we have an exciting opportunity for you to join our team as ...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...