Assistant General Counsel Regulatory Jobs in Boulder
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Energy - Renewables - Transactional Attorney in Boulder, CO
Boulder, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: SEO Friendly Job Title: Experienced Assistant General Counsel for Renewable Energy Company H1 Heading: Join Our Team as an Assistant General Counsel for Renewable Energy Project Development and Finance H2 Heading: Exciting Opportunity to Make Clean Energy the #1 Source of Electricity Respon...
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Advertising & Marketing Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 14, 2024
SUMMARY: Telecommuting options Employee assistance program Tuition and certification reimbursement One employee stock purchase plan Flexible spending accounts (dependent care and health care) On-site banking and cafeteria Prepaid legal plans Pet insurance Employee discounts on...
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Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 12, 2024
SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...
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Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Nov 05, 2024
SUMMARY: Consumer Financial Services Litigation Senior Associate Responsibilities: - Defend financial institutions in complex commercial litigation, with a focus on class actions and regulatory enforcement actions - Advise clients on regulatory matters, assist in the design and documentation of credit pr...
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Corporate - M&A Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Job Title: Assistant General Counsel, Mergers & Acquisitions (Hybrid) Location: United States Salary: Competitive pay with annual bonus opportunity H1: Join Our Team as Assistant General Counsel, Mergers & Acquisitions H2: Work with the Global Leader in Testing, Inspection, and Certification ...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time Posted Today Job Requisition ID: R-008594 FINRA is seeking a Director, Member Supervision Strategic Engagements & Publications to join our team. This position can be located in any FINRA offi...
Corporate - M&A Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Oct 01, 2024
SUMMARY: Your job title should be SEO friendly and H1 and H2 friendly. Corporate Counsel at Gusto, Inc. - Legal and Compliance Role - Denver, San Francisco, and New York Locations Experience: 7 years of combined legal experience (law firm & in-house) As a Corporate Counsel at Gusto, Inc., you wil...
Corporate - Securities and Capital Markets Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...
Litigation - Securities Litigation - Defense Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...
Corporate - General Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Corporate Counsel & Assistant Corporate Secretary - Exciting Opportunity with Competitive Salary! Are you a legal professional looking for a new challenge? Do you have experience in corporate governance and regulatory compliance? If so, we have an exciting opportunity for you to join our team as ...
Attorney in Denver, CO
Denver, CO
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...