Assistant General Counsel Regulatory Jobs in Boca Raton
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Sponsored Job
Assistant General Counsel, Regulatory
FINRA. | Boca Raton, FL
Type: Full-Time | Posted Date: Oct 19, 2022
SUMMARY: Assistant General Counsel, Regulatory The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise. With limited oversight, advis...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 04, 2024
SUMMARY: Introducing an exciting new opportunity for experienced attorneys in the regulatory field – the Assistant General Counsel, Regulatory position at FINRA. This senior-level role offers the chance to make a significant impact within the organization and the securities industry as a whole. With a hybr...
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Electric Power - Transactional Attorney in Pompano Beach, FL
Pompano Beach, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: Salary Information: This position offers a competitive salary based on experience. Relocation assistance is available for qualified candidates. Additional benefits include health, dental, vision, and life insurance, as well as a 401(k) retirement plan. The company also offers professional ...
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Corporate - General Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 25, 2024
SUMMARY: H1: Senior Counsel at TransUnion - Chicago, Alpharetta, New York, Reston or Boca Raton H2: Join Our Team as a Senior Counsel in the US Insurance Department Summary: We are currently seeking a Senior Counsel to join our team at TransUnion. In this role, you will be responsible for managing a l...
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Corporate - Securities and Capital Markets Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Litigation - Securities Litigation - Defense Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 10, 2024
SUMMARY: Key Points: Job Title: Associate General Counsel, Regulatory Full-time position R-008412 job requisition ID Responsible for managing adoption of new regulatory requirements Provides expert knowledge to Board of Governors and senior management Advises on high-impact, complex and sensiti...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: The Vice President, Regulatory Liaison is a high-level position within FINRA, responsible for leading and strengthening the Office of Regulatory Liaison (ORL) within Member Supervision. This role requires an experienced regulatory professional with significant knowledge of securities, compliance, an...
Legal Staff Paralegal in Plantation, FL
Plantation, FL
Type: Full Time | Posted Date: Sep 17, 2024
SUMMARY: Salary Information: The salary for this position will vary depending on experience and location, but typically ranges from $50,000 to $70,000 per year. Other benefits may include health insurance, retirement plans, and paid time off. Job Title: Litigation Paralegal Experience: Minimum of th...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...
Attorney in Boca Raton, FL
Boca Raton, FL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Vice President, Corporate Financing - Lead the Corporate Financing Department within the Offices of the Chief Legal Officer (OCLO) at FINRA. Locations: Rockville, MD Jersey City, NJ Dallas, TX Chicago, IL Boston, MA Boca Raton, FL Washington, DC Philadelphia, PA New York, NY Full-time ...
Legal Staff Paralegal in Sunrise, FL
Sunrise, FL
Type: Full Time | Posted Date: Sep 18, 2024
SUMMARY: Paralegal - Legal Affairs: Salary, Job Title, and Experience Information American Express (referred to as "company") is seeking a Paralegal to join their General Counsel's Organization. This role will involve providing support to the Senior Paralegal and Counsel in responding to legal orders, ana...
Health Care - General Attorney in West Palm Beach, FL
West Palm Beach, FL
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: Law Firm Seeking Member Level Attorney for Healthcare Practice Group - Join a national team of healthcare attorneys at McDonald Hopkins - Remote work or office placement available in Baltimore, Chicago, Cleveland, Detroit, or West Palm Beach - Minimum 8 years of experience required with a focus...