19 jobs found for

Assistant General Counsel Regulatory Jobs in Aurora

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  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 10, 2024

    SUMMARY: Bullet points: -Position: Associate General Counsel, Regulatory -Job type: Full time -Posted: Yesterday -Job requisition ID: R-008412 -Responsible for managing and directing the adoption of new regulatory requirements -Provides expert knowledge and advice to the Board of Governors and senior m...

  • Corporate - General Attorney in Aurora, CO

    Aurora, CO

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: Job Title: Director and Associate General Counsel, Global Operations and Deployment Salary: $188,000 - $378,000 USD Job Type: Full-time, Onsite Experience: Minimum 12 years in legal field Location: Multiple locations in the United States, including Arlington, VA; Tucson, AZ; El Segundo, CA; Auro...

  • Corporate - M&A Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Job Title: Assistant General Counsel, Mergers & Acquisitions (Hybrid) Location: United States Salary: Competitive pay with annual bonus opportunity H1: Join Our Team as Assistant General Counsel, Mergers & Acquisitions H2: Work with the Global Leader in Testing, Inspection, and Certification ...

  • Corporate - General Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 25, 2024

    SUMMARY: SEO Friendly Job Title: Vice President of Legal/Corporate Counsel in Denver, Colorado H1: Join Our Team as Vice President of Legal/Corporate Counsel in Denver, Colorado H2: Responsibilities and Qualifications of Vice President of Legal/Corporate Counsel Bold Headlines: - Opportunity to Joi...

  • Corporate - General Attorney in Aurora, CO

    Aurora, CO

    Type: Full Time | Posted Date: Nov 11, 2024

    SUMMARY: Minimum 500 words Job Title: Director and Associate General Counsel, Global Operations and Deployment Salary Information: The salary range for this role is 188,000 USD - 378,000 USD. Experience Information: Typically requires minimum 12 years of relevant legal experience in global operation...

  • Environmental and Land Use - General Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 25, 2024

    SUMMARY: H1: Real Estate Principal Attorney - Join the Xcel Energy Team! H2: Become a Part of a Leading Energy Company with Xcel Energy Bullet Points: - Seeking a Real Estate Principal Attorney to provide legal counsel to Xcel Energy and its subsidiaries - Position involves handling complex legal matte...

  • Advertising & Marketing Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 14, 2024

    SUMMARY: Telecommuting options Employee assistance program Tuition and certification reimbursement One employee stock purchase plan Flexible spending accounts (dependent care and health care) On-site banking and cafeteria Prepaid legal plans Pet insurance Employee discounts on...

  • Corporate - General Attorney / Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 12, 2024

    SUMMARY: Deputy Chief Counsel, Division of Registration and Inspections: Salary Information, Job Title, and Experience Information Salary Information: - Compensation ranges from $242,000 - $399,100 per year, based on market analysis - Immediate vesting and contributions matched dollar for dollar, up to 7% o...

  • Litigation - Financial Services - Defense Attorney / Litigation - Commercial Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 05, 2024

    SUMMARY: Consumer Financial Services Litigation Senior Associate Responsibilities: - Defend financial institutions in complex commercial litigation, with a focus on class actions and regulatory enforcement actions - Advise clients on regulatory matters, assist in the design and documentation of credit pr...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 11, 2024

    SUMMARY: Senior Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled fraud investigations of FINRA...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 26, 2024

    SUMMARY: Senior Director, Investigations - All FINRA Locations Job Title: Senior Director, Investigations Organization: FINRA Locations: New York, NY (Job Posting), Jericho, NY (Job Posting), Denver, CO (Job Posting), Dallas, TX (Job Posting), Chicago, IL (Job Posting), Boston, MA (Job Posting), Boc...

  • Legal Staff Paralegal in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Nov 13, 2024

    SUMMARY: Paralegal – Contracts & Legal Operations (Job Number: 27591) Moss Adams is currently seeking a Paralegal – Contracts & Legal Operations to join our Legal Department. This role will support the optimization of legal processes and assist in drafting, reviewing, and negotiating firm contracts. T...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 30, 2024

    SUMMARY: Director, Member Supervision Strategic Engagements & Publications - Any FINRA Location Full time Posted Today Job Requisition ID: R-008594 FINRA is seeking a Director, Member Supervision Strategic Engagements & Publications to join our team. This position can be located in any FINRA offi...

  • Corporate - M&A Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Oct 01, 2024

    SUMMARY: Your job title should be SEO friendly and H1 and H2 friendly. Corporate Counsel at Gusto, Inc. - Legal and Compliance Role - Denver, San Francisco, and New York Locations Experience: 7 years of combined legal experience (law firm & in-house) As a Corporate Counsel at Gusto, Inc., you wil...

  • Litigation - Securities Litigation - Defense Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 04, 2024

    SUMMARY: Job Title: Assistant General Counsel, Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,...

  • Finance - Banking Attorney in Greenwood Village, CO

    Greenwood Village, CO

    Type: Full Time | Posted Date: Sep 18, 2024

    SUMMARY: We can recommend jobs specifically for you! The Vice President, Regulatory Counsel position at CoBank offers a competitive salary and benefits package, as well as the opportunity to make a personal impact on the people and communities where the bank does business. The role involves providing lega...

  • Corporate - Securities and Capital Markets Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 13, 2024

    SUMMARY: Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting) Jericho,...

  • Attorney in Denver, CO

    Denver, CO

    Type: Full Time | Posted Date: Sep 23, 2024

    SUMMARY: Investigative Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable r...