Assistant General Counsel Corporate Securities Jobs in Jericho
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Corporate - Contract Law Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Oct 30, 2024
SUMMARY: Associate General Counsel The candidate will assist the General Counsel and Associate General Counsel with reviewing and drafting contracts, monitoring licensing compliance, and responding to subpoenas. Assist in reviewing contract modifications. Manage the firm's compliance with states' licensing ...
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Associate General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/invest...
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Corporate - Securities and Capital Markets Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 23, 2024
SUMMARY: Enforcement Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the outcome in every matter...
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Corporate - Compliance Attorney in Jericho, NY
Jericho, NY
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Please note: For your safety and protection, we will only collect your personal information for the purposes of this inquiry. We will not use your personal information for any other purposes. H1: Join EY as a Financial Services - Regulatory Compliance Manager H2: Build a Better Working World w...