1940 Act Attorney Jobs
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Sponsored Job
Attorney (1940 Act)
Eaton Vance Corp. | Boston, MA
Type: Full-Time | Posted Date: Oct 20, 2020
SUMMARY: Attorney (1940 Act) Responsibilities: Provide legal advice on a broad range of legal and regulatory fund issues working closely with other attorneys and legal team members. Handle fund registration and disclosure matters. Work with portfolio management and other business groups in the development a...
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Sponsored Job
Senior Counsel, Regulatory (investment Company Act Of 1940 Focus)
The Vanguard Group, Inc. | Wayne, PA
Type: Full-Time | Posted Date: Jun 17, 2022
SUMMARY: Senior Counsel, Regulatory (Investment Company Act of 1940 focus) Duties: Conduct legal and/or factual research as necessary to support the needs and initiatives of the company. Draft and negotiate, as applicable, various legal documents and items of legal significance, as necessary, such as regula...
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Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 01, 2024
SUMMARY: Kirkland & Ellis LLP is a global law firm that has consistently been recognized for its commitment to excellence in the legal profession. Our Investment Funds Group is highly respected for its experience and expertise in the areas of investment management, private funds and funds formation, and regu...
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Corporate - Securities and Capital Markets Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: Salary Information: - Competitive salary based on experience - Billable credit for pro bono work - Structured professional development opportunities Job Title: - Securities Attorney (Multiple Locations) Experience Information: - 7 years of securities experience - Substantial exper...
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Corporate - Securities and Capital Markets Attorney in Milwaukee, WI
Milwaukee, WI
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: H1: Join Dykema's Corporate Finance Practice Group as a Securities Attorney H2: Multiple Location Options Available for Experienced Candidates Law Firm: Dykema Salary: Not specified Job Title: Securities Attorney Experience: 7 years Dykema, a leading law firm in the corporate finance indu...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 11, 2024
SUMMARY: Job Title: Capital Markets & Investments Associate H1: Join Our Team as a Capital Markets & Investments Associate at Eversheds Sutherland in Washington, DC H2: Grow Your Legal Career in the Capital Markets & Investments Department at Eversheds Sutherland Job Description: - Seeking a...
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Corporate - Asset/Investment Management Attorney / Corporate - Securities and Capital Markets Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 06, 2024
SUMMARY: The successful candidate may be asked to perform other duties as necessary. Salary Information The salary for this position will be competitive and commensurate with experience. The firm also offers a comprehensive benefits package including medical, dental, vision, and 401k plans. Job Titl...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: SEO Friendly Job Title: Investment Funds Associate at Law Firm in New York H1: Join Our Growing Investment Funds Practice at Barnes & Thornburg LLP in New York H2: Seeking Motivated and Experienced Investment Funds Associate Investment Funds Associate Job Description: - Join a dynamic team of cor...
Corporate - Private Equity Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 01, 2024
SUMMARY: Investment Funds, Regulatory Associate The candidate ‘must have Juris Doctor, Master of Law, or foreign equivalent. Requires admission to the New York State bar. Requires 1 to 5 years of experience working as an Associate in the Investment Management practice group of a global law firm. Prior exp...
Corporate - Private Equity Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Sep 01, 2024
SUMMARY: Washington, D.C. - Investment Funds, Regulatory Associate Apply The Washington, D.C. office is seeking an experienced associate to work in the Regulatory Solutions practice of the Investment Funds Group, specializing in representation of registered and exempt investment advisers, and private U.S....
Democratic/Republican Party Representation Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Sep 16, 2024
SUMMARY: SEO Friendly Job Title: State VRA Policy Fellow/Counsel at NAACP Legal Defense & Educational Fund, Inc. H1: Join the Fight for Voting Rights as a State VRA Policy Fellow/Counsel H2: Help Enact and Protect State Voting Rights Acts with LDF Bold Headlines: - Protect and Advance Voting Righ...
Finance - Banking Attorney in Plano, TX
Plano, TX
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Preferred qualifications, capabilities, and skills Experience with wealth management and investment advisory issues including the Investment Advisers Act of 1940 and related regulations. Knowledge of insurance products and related regulations and laws. Experience with legal issues related to...
Finance - Banking Attorney in Columbus, OH
Columbus, OH
Type: Full Time | Posted Date: Sep 13, 2024
SUMMARY: Preferred qualifications, capabilities, and skills Strong knowledge of wealth management products, including traditional brokerage, managed accounts, and alternative investments. Experience with investment advisors, including the Investment Advisers Act of 1940, and related rules and regulatio...
Real Estate- Commercial Transactions Attorney in Cleveland, OH
Cleveland, OH
Type: Full Time | Posted Date: Sep 03, 2024
SUMMARY: The Associate Counsel - Commercial Real Estate Financing will be responsible for providing legal support to KeyBank Real Estate Capital (KBREC) team within the Institutional Bank of KeyCorp. This is a full-time position based in Cleveland, Ohio with a salary range of $120,000-$150,000 per year. The ...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 16, 2024
SUMMARY: Law Firm is seeking an Investment Funds Regulatory Associate to join its Chicago, Washington, D.C., or New York office. Job Summary Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience to join its Investment Funds R...
Corporate - Asset/Investment Management Attorney in Chicago, IL
Chicago, IL
Type: Full Time | Posted Date: Aug 16, 2024
SUMMARY: Salary The salary for this position is competitive and commensurate with experience. Law Firm is seeking an Investment Funds Regulatory Associate Law Firm is seeking a highly qualified associate candidate with at least 3 years of relevant asset management regulatory experience for its Inves...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Aug 16, 2024
SUMMARY: Salary: Competitive Law Firm is looking for an Associate to join its Investment Funds Regulatory Practice. The ideal candidate must have a minimum of 3 years of relevant asset management regulatory experience and a strong working knowledge of the Investment Advisers Act of 1940 and the Investment...
Corporate - Asset/Investment Management Attorney in Boston, MA
Boston, MA
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeking Investment Management Regulatory Mid-Level Associate The law firm is seeking a highly skilled and experienced Investment Management Regulatory Mid-Level Associate to join our Global Asset Management Regulation team. The ideal candidate will have 4-6 years of asset management regu...
Corporate - Asset/Investment Management Attorney in New York City, NY
New York City, NY
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with 4-6 Years of Experience H1: Join Our Team as an Investment Management Regulatory Mid-Level Associate H2: Asset Management Regulatory Experience Required - $310,000 Salary Offered Summary: Law firm is looking for ...
Corporate - Asset/Investment Management Attorney in Washington, DC
Washington, DC
Type: Full Time | Posted Date: Aug 15, 2024
SUMMARY: Law Firm Seeks Investment Management Regulatory Mid-Level Associate with Strong Understanding of Federal Securities Laws H1: Join Our Leading Global Law Firm as an Investment Management Regulatory Mid-Level Associate H2: Are You an Experienced Associate with Asset Management Regulatory Experti...
Corporate - Asset/Investment Management Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 13, 2024
SUMMARY: **Morgan Lewis Investment Management Registered Funds Midlevel Associate** Morgan Lewis, a leading law firm, is looking for a midlevel associate with law firm, SEC or industry experience to join its Investment Management practice in Philadelphia. The successful applicant must have a strong knowle...
Corporate - Asset/Investment Management Attorney in Philadelphia, PA
Philadelphia, PA
Type: Full Time | Posted Date: Aug 06, 2024
SUMMARY: SEO Friendly Job Title: Mid-Level Associate for Financial Services Investment Funds at Goodwin Law Firm H1 Heading: Join Our Team as a Mid-Level Associate for Financial Services Investment Funds H2 Heading: Goodwin Law Firm is Seeking a Mid-Level Associate for Financial Services Investment Fun...